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PHK

PIMCO High Income Fund
PHK

70 hedge funds and large institutions have $53.1M invested in PIMCO High Income Fund in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 15

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

5% more capital invested

Capital invested by funds: $50.4M → $53.1M (+$2.73M)

1% more funds holding

Funds holding: 69 → 70 (+1)

0.15% more ownership

Funds ownership: 4.07% → 4.23% (+0.15%)

Holders
70
Holders Change
+1
Holders Change %
+1.45%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
29
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CAN
Cetera Advisor Networks
California
+$4.61M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.3M
3
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$1.04M
4
NMC
Nine Masts Capital
Hong Kong
+$478K
5
Ameriprise
Ameriprise
Minnesota
+$476K

Top Sellers

Rank Fund Capital Flow
1
Cohen & Steers
Cohen & Steers
New York
-$4.42M
2
MFS
MSI Financial Services
Massachusetts
-$2.24M
3
Wells Fargo
Wells Fargo
California
-$516K
4
Citigroup
Citigroup
New York
-$427K
5
PWM
Perigon Wealth Management
California
-$295K
Name Holding Trade Value Shares
Change 		Change in
Stake
HIM
26
Hanlon Investment Management
New Jersey
$448K – – –
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$404K +$57.3K +5,765 +17%
PFS
28
Prospera Financial Services
Texas
$390K +$83.1K +8,367 +27%
IA
29
IFP Advisors
Florida
$389K +$159K +16,001 +69%
Creative Planning
30
Creative Planning
Kansas
$352K +$5.42K +545 +2%
IH
31
IFC Holdings
Florida
$321K -$33.9K -3,416 -10%
ACP
32
Aviance Capital Partners
Florida
$317K -$9.69K -975 -3%
FAAS
33
First Allied Advisory Services
California
$310K -$203K -20,455 -40%
SRSA
34
S.R. Schill & Associates
Washington
$275K +$38K +3,827 +16%
PA
35
Pinnacle Associates
New York
$274K – – –
CWM
36
Concert Wealth Management
California
$252K -$9.94K -1,000 -4%
VKH
37
Virtu KCG Holdings
New York
$252K +$252K +25,320 New
KM
38
Kalos Management
Georgia
$204K -$205K -20,673 -50%
TNBTD
39
Trustmark National Bank Trust Department
Mississippi
$184K – – –
RJFSA
40
Raymond James Financial Services Advisors
Florida
$167K +$167K +16,765 New
REMPR
41
Roof Eidam Maycock Peralta (REMP)
California
$155K – – –
DA
42
Doliver Advisors
Texas
$151K +$151K +15,200 New
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
$121K +$2.05K +206 +2%
SI
44
SII Investments
Wisconsin
$119K +$1.86K +187 +2%
BRWA
45
B. Riley Wealth Advisors
Florida
$118K +$9.95K +1,001 +9%
Bank of New York Mellon
46
Bank of New York Mellon
New York
$112K -$6.5K -654 -5%
Millennium Management
47
Millennium Management
New York
$112K +$112K +11,268 New
MBTD
48
Mechanics Bank - Trust Department
California
$108K +$107K +10,800 New
WT
49
Whittier Trust
California
$106K – – –
CA
50
Cetera Advisors
Colorado
$100K -$38.8K -3,901 -28%
1
2
3

PHK Hedge Fund Activity: Q3 2016 in Review

70 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q3 2016, worth a combined $53.1M — up 5.4% from $50.4M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PHK positions and 7 closed out — a net gain of 4 holders — while 29 added to existing stakes and 15 trimmed.

The largest buyer was Cetera Advisor Networks, adding an estimated $4.61M. The largest seller was Cohen & Steers, cutting an estimated $4.42M.

  • 70 institutional investors held PIMCO High Income Fund (PHK) as of Q3 2016, up from 69 in Q2 2016.
  • Funds reported $53.1M of PIMCO High Income Fund stock for Q3 2016, up 5.4% quarter-over-quarter.
  • 11 funds opened new PIMCO High Income Fund positions in Q3 2016 and 7 closed out, a net change of +4 holders.
  • The largest PIMCO High Income Fund buyer in Q3 2016 was Cetera Advisor Networks, an estimated $4.61M added.
  • The largest PIMCO High Income Fund seller in Q3 2016 was Cohen & Steers, an estimated $4.42M sold.

Based on aggregated 13F filings for Q3 2016.