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PHK

PIMCO High Income Fund
PHK

62 hedge funds and large institutions have $64.1M invested in PIMCO High Income Fund in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 21 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 11

12% more capital invested

Capital invested by funds: $57.5M → $64.1M (+$6.69M)

0.14% more ownership

Funds ownership: 4% → 4.14% (+0.14%)

6% less funds holding

Funds holding: 66 → 62 (-4)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
62
Holders Change
-4
Holders Change %
-6.06%
% of All Funds
1.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
21
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
U
UBS
Switzerland
+$3.47M
2
Morgan Stanley
Morgan Stanley
New York
+$1.48M
3
CAN
Cetera Advisor Networks
California
+$884K
4
LPL Financial
LPL Financial
California
+$825K
5
IMS
Index Management Solutions
Pennsylvania
+$720K

Top Sellers

Rank Fund Capital Flow
1
SG Americas Securities
SG Americas Securities
New York
-$2.02M
2
PP
Paloma Partners
Connecticut
-$1.78M
3
CNB
City National Bank
California
-$940K
4
Cohen & Steers
Cohen & Steers
New York
-$588K
5
VKH
Virtu KCG Holdings
New York
-$550K
Name Holding Trade Value Shares
Change 		Change in
Stake
RFC
26
Regions Financial Corp
Alabama
$232K – – –
Creative Planning
27
Creative Planning
Kansas
$228K -$99.1K -8,099 -31%
ICAS
28
Investors Capital Advisory Services
Massachusetts
$221K +$73.1K +5,970 +51%
BRWA
29
B. Riley Wealth Advisors
Florida
$218K -$129K -10,499 -38%
WS
30
Wedbush Securities
California
$214K – – –
ACP
31
Aviance Capital Partners
Florida
$207K +$22K +1,800 +12%
EFS
32
Essex Financial Services
Connecticut
$190K – – –
OC
33
Oppenheimer & Co
New York
$163K – – –
Fifth Third Bancorp
34
Fifth Third Bancorp
Ohio
$160K +$3.5K +286 +2%
FTIOP
35
Fiduciary Trust International of Pennsylvania
Pennsylvania
$156K – – –
SI
36
SII Investments
Wisconsin
$150K -$3.08K -252 -2%
Ameriprise
37
Ameriprise
Minnesota
$148K -$51.5K -4,210 -27%
PAG
38
Private Advisor Group
New Jersey
$141K -$22.7K -1,853 -14%
Citadel Advisors
39
Citadel Advisors
Florida
$128K +$125K +10,215 New
Citigroup
40
Citigroup
New York
$109K +$2.46K +201 +2%
GGPS
41
Gary Goldberg Planning Services
New York
$108K – – –
Cohen & Steers
42
Cohen & Steers
New York
$87K -$588K -48,010 -87%
MBT
43
Monroe Bank & Trust
Michigan
$50K – – –
HI
44
Hudock Inc
Pennsylvania
$40K – – –
FNBT
45
FineMark National Bank & Trust
Florida
$25K – – –
EWM
46
Edge Wealth Management
New York
$21K – – –
EWM
47
Elite Wealth Management
Washington
$21K – – –
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$19K – – –
EWM
49
Evercore Wealth Management
New York
$19K – – –
NES
50
New England Securities
New York
$15K – – –
1
2
3

PHK Hedge Fund Activity: Q1 2014 in Review

62 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q1 2014, worth a combined $64.1M — up 12% from $57.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of PHK and 2 opened new positions — a net loss of 4 holders — while 11 trimmed existing stakes and 21 added.

The largest buyer was UBS, adding an estimated $3.47M. The largest seller was SG Americas Securities, exiting entirely with an estimated $2.02M sold.

  • 62 institutional investors held PIMCO High Income Fund (PHK) as of Q1 2014, down from 66 in Q4 2013.
  • Funds reported $64.1M of PIMCO High Income Fund stock for Q1 2014, up 12% quarter-over-quarter.
  • 2 funds opened new PIMCO High Income Fund positions in Q1 2014 and 6 closed out, a net change of -4 holders.
  • The largest PIMCO High Income Fund buyer in Q1 2014 was UBS, an estimated $3.47M added.
  • The largest PIMCO High Income Fund seller in Q1 2014 was SG Americas Securities, an estimated $2.02M sold.

Based on aggregated 13F filings for Q1 2014.