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PHK

PIMCO High Income Fund

66 hedge funds and large institutions have $57.5M invested in PIMCO High Income Fund in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

10% more funds holding

Funds holding: 6066 (+6)

1.52% less ownership

Funds ownership: 5.52%4% (-1.5%)

25% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 20

28% less capital invested

Capital invested by funds: $80.2M → $57.5M (-$22.7M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
66
Holders Change
+6
Holders Change %
+10%
% of All Funds
1.92%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
15
Reduced
20
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
26
Creative Planning
Kansas
$306K -$108K -9,084 -26%
WA
27
WFG Advisors
Texas
$255K +$205K +17,302 +380%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$253K +$22.9K +1,929 +10%
Bank of New York Mellon
29
Bank of New York Mellon
New York
$232K -$4.84K -408 -2%
AA
30
Apriem Advisors
California
$222K
UCFA
31
United Capital Financial Advisors
Texas
$222K +$17.2K +1,450 +8%
RFC
32
Regions Financial Corp
Alabama
$215K -$220K -18,550 -50%
WS
33
Wedbush Securities
California
$198K -$119K -10,000 -37%
Ameriprise
34
Ameriprise
Minnesota
$179K -$32.6K -2,744 -15%
EFS
35
Essex Financial Services
Connecticut
$177K -$49.8K -4,200 -22%
ACP
36
Aviance Capital Partners
Florida
$171K
PAG
37
Private Advisor Group
New Jersey
$153K +$155K +13,107 New
OC
38
Oppenheimer & Co
New York
$151K -$11.8K -992 -7%
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$145K -$2.97K -250 -2%
FTIOP
40
Fiduciary Trust International of Pennsylvania
Pennsylvania
$144K -$17.8K -1,500 -11%
SI
41
SII Investments
Wisconsin
$142K +$145K +12,240 New
ICAS
42
Investors Capital Advisory Services
Massachusetts
$136K -$55.1K -4,643 -28%
GGPS
43
Gary Goldberg Planning Services
New York
$100K +$7.12K +600 +8%
Citigroup
44
Citigroup
New York
$99K +$11.4K +962 +13%
MBT
45
Monroe Bank & Trust
Michigan
$47K
WCM
46
Windsor Capital Management
Arizona
$45K
HI
47
Hudock Inc
Pennsylvania
$37K
TRCT
48
Tower Research Capital (TRC)
New York
$30K +$13K +1,094 +73%
FNBT
49
FineMark National Bank & Trust
Florida
$23K +$11.9K +1,000 +100%
Nomura Holdings
50
Nomura Holdings
Japan
$22K +$22.3K +1,882 New

PHK Hedge Fund Activity: Q4 2013 in Review

66 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q4 2013, worth a combined $57.5M — down 28% from $80.2M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PHK positions and 6 closed out — a net gain of 6 holders — while 15 added to existing stakes and 20 trimmed.

The largest buyer was Cetera Advisor Networks, adding an estimated $2.18M. The largest seller was Atherton Lane Advisers, exiting entirely with an estimated $16.5M sold.

  • 66 institutional investors held PIMCO High Income Fund (PHK) as of Q4 2013, up from 60 in Q3 2013.
  • Funds reported $57.5M of PIMCO High Income Fund stock for Q4 2013, down 28% quarter-over-quarter.
  • 12 funds opened new PIMCO High Income Fund positions in Q4 2013 and 6 closed out, a net change of +6 holders.
  • The largest PIMCO High Income Fund buyer in Q4 2013 was Cetera Advisor Networks, an estimated $2.18M added.
  • The largest PIMCO High Income Fund seller in Q4 2013 was Atherton Lane Advisers, an estimated $16.5M sold.

Based on aggregated 13F filings for Q4 2013.