PHK

PIMCO High Income Fund
PHK

Overview Fund Activity

66 hedge funds and large institutions have $57.5M invested in PIMCO High Income Fund in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+6
Holders Change %
+10%
% of All Funds
1.92%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
15
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAN
Cetera Advisor Networks
California
$2.43M
2
SG Americas Securities
SG Americas Securities
New York
$2.02M
3
PP
Paloma Partners
Connecticut
$1.78M
4
CNB
City National Bank
California
$940K
5
U
UBS
Switzerland
$2.32M

Top Sellers

1
ALA
Atherton Lane Advisers
California
$0
2
Cohen & Steers
Cohen & Steers
New York
$640K
3
SONJCPFB
State of New Jersey Common Pension Fund B
New Jersey
$0
4
Morgan Stanley
Morgan Stanley
New York
$2.9M
5
Wells Fargo
Wells Fargo
California
$2.04M
Name Holding Trade Value Shares
Change 		Shares
Change %
Creative Planning
26
Creative Planning
Kansas
$306K -$106K -9,084 -26%
WA
27
WFG Advisors
Texas
$255K +$202K +17,302 +380%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$253K +$22.5K +1,929 +10%
Bank of New York Mellon
29
Bank of New York Mellon
New York
$232K -$4.74K -408 -2%
AA
30
Apriem Advisors
California
$222K – – –
UCFA
31
United Capital Financial Advisors
Texas
$222K +$16.9K +1,450 +8%
RFC
32
Regions Financial Corp
Alabama
$215K -$216K -18,550 -50%
WS
33
Wedbush Securities
California
$198K -$116K -10,000 -37%
Ameriprise
34
Ameriprise
Minnesota
$179K -$32.1K -2,744 -15%
EFS
35
Essex Financial Services
Connecticut
$177K -$49.1K -4,200 -22%
ACP
36
Aviance Capital Partners
Florida
$171K – – –
PAG
37
Private Advisor Group
New Jersey
$153K +$153K +13,107 New
OC
38
Oppenheimer & Co
New York
$151K -$11.5K -992 -7%
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$145K -$2.91K -250 -2%
FTIOP
40
Fiduciary Trust International of Pennsylvania
Pennsylvania
$144K -$17.4K -1,500 -11%
SI
41
SII Investments
Wisconsin
$142K +$142K +12,240 New
ICAS
42
Investors Capital Advisory Services
Massachusetts
$136K -$54K -4,643 -28%
GGPS
43
Gary Goldberg Planning Services
New York
$100K +$6.98K +600 +8%
Citigroup
44
Citigroup
New York
$99K +$11.2K +962 +13%
MBT
45
Monroe Bank & Trust
Michigan
$47K – – –
WCM
46
Windsor Capital Management
Arizona
$45K – – –
HI
47
Hudock Inc
Pennsylvania
$37K – – –
TRCT
48
Tower Research Capital (TRC)
New York
$30K +$12.7K +1,094 +73%
FNBT
49
FineMark National Bank & Trust
Florida
$23K +$11.5K +1,000 +100%
Nomura Holdings
50
Nomura Holdings
Japan
$22K +$22K +1,882 New
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