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VanEck Preferred Securities ex Financials ETF

92 hedge funds and large institutions have $77.7M invested in VanEck Preferred Securities ex Financials ETF in 2019 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 32 increasing their positions, 22 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 5

45% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 22

18% more funds holding

Funds holding: 7892 (+14)

10% more capital invested

Capital invested by funds: $70.8M → $77.7M (+$6.92M)

0.35% less ownership

Funds ownership: 11.42%11.07% (-0.35%)

Holders
92
Holders Change
+14
Holders Change %
+17.95%
% of All Funds
2.02%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
32
Reduced
22
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$706K +$695K +34,758 New
RJFSA
27
Raymond James Financial Services Advisors
Florida
$698K +$79.4K +3,973 +13%
PA
28
Pinnacle Associates
New York
$631K +$83.6K +4,184 +16%
DCM
29
Delta Capital Management
New Jersey
$569K +$50K +2,500 +10%
OCM
30
Orleans Capital Management
Louisiana
$567K
AA
31
Apriem Advisors
California
$543K +$33.2K +1,662 +7%
AI
32
Atria Investments
North Carolina
$498K -$4K -200 -0.8%
PAG
33
Private Advisor Group
New Jersey
$485K +$116K +5,798 +32%
RBFC
34
Roman Butler Fullerton & Co
Missouri
$470K +$2.04K +102 +0.4%
CIAS
35
Capital Investment Advisory Services
North Carolina
$457K -$1.5K -75 -0.3%
CPIG
36
Chicago Partners Investment Group
Illinois
$410K +$5K +250 +1%
AWE
37
Avidian Wealth Enterprises
Texas
$393K +$85.4K +4,270 +28%
SB
38
Suntrust Banks
Georgia
$369K +$480 +24 +0.1%
WA
39
Wealthstar Advisors
Texas
$367K -$20K -1,000 -5%
RJA
40
Raymond James & Associates
Florida
$358K +$23K +1,149 +7%
TLP
41
Trinity Legacy Partners
Texas
$330K
MCM
42
Mainstay Capital Management
Michigan
$329K +$323K +16,170 New
FWSM
43
First Wilshire Securities Management
California
$320K
SWP
44
Stratos Wealth Partners
Ohio
$303K +$70.9K +3,545 +31%
NFG
45
Next Financial Group
Texas
$301K +$21K +1,048 +8%
AWM
46
AE Wealth Management
Kansas
$296K -$800 -40 -0.3%
MML Investors Services
47
MML Investors Services
Massachusetts
$284K -$48.6K -2,432 -15%
WI
48
Wintrust Investments
Illinois
$277K -$70K -3,500 -20%
PFS
49
Prospera Financial Services
Texas
$256K
FMC
50
First Merchants Corp
Indiana
$248K -$20K -1,000 -8%

PFXF Hedge Fund Activity: Q3 2019 in Review

92 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q3 2019, worth a combined $77.7M — up 9.8% from $70.8M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new PFXF positions and 5 closed out — a net gain of 14 holders — while 32 added to existing stakes and 22 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.77M. The largest seller was Royal Bank of Canada, cutting an estimated $3.24M.

  • 92 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q3 2019, up from 78 in Q2 2019.
  • Funds reported $77.7M of VanEck Preferred Securities ex Financials ETF stock for Q3 2019, up 9.8% quarter-over-quarter.
  • 19 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q3 2019 and 5 closed out, a net change of +14 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q3 2019 was LPL Financial, an estimated $1.77M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q3 2019 was Royal Bank of Canada, an estimated $3.24M sold.

Based on aggregated 13F filings for Q3 2019.