Wintrust Investments’s VanEck Preferred Securities ex Financials ETF PFXF Stock Holding History

Wintrust Investments’s Portfolio PFXF Stock Details PFXF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-13,650	Closed	-$277K	–	372
2019 Q3	$277K	Sell	13,650 -3,500	-20%	-$70K	0.04%	297
2019 Q2	$339K	Sell	17,150 -3,500	-17%	-$68.1K	0.05%	267
2019 Q1	$401K	Hold	20,650	–	–	0.07%	234
2018 Q4	$366K	Sell	20,650 -12,400	-38%	-$229K	0.07%	225
2018 Q3	$642K	Buy	33,050 +650	+2%	+$12.7K	0.1%	180
2018 Q2	$635K	Sell	32,400 -6,150	-16%	-$118K	0.11%	177
2018 Q1	$741K	Buy	38,550 +4,600	+14%	+$88.4K	0.19%	105
2017 Q4	$667K	Buy	33,950 +2,800	+9%	+$55.7K	0.16%	140
2017 Q3	$625K	Buy	31,150 +4,100	+15%	+$82.4K	0.16%	132
2017 Q2	$546K	Buy	27,050 +7,000	+35%	+$141K	0.15%	152
2017 Q1	$402K	Buy	20,050 +2,000	+11%	+$39.7K	0.11%	188
2016 Q4	$349K	Hold	18,050	–	–	0.15%	136
2016 Q3	$374K	Buy	+18,050	New	+$376K	0.17%	114

Other funds holding PFXF

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TYCC

Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return

Plimoth Trust Plymouth, Massachusetts $447M AUM 24.12% 1-Year Est. Return

1IA

1834 Investment Advisors Milwaukee, Wisconsin $801M AUM 18.16% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

ARG

Advisory Resource Group Tulsa, Oklahoma $665M AUM 29.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wintrust Investments's PFXF Position: Q4 2019 in Review

Wintrust Investments sold out of VanEck Preferred Securities ex Financials ETF (PFXF) in Q4 2019, closing a stake of 13,650 shares — an estimated $277K sold.

Wintrust Investments first reported a position in PFXF in Q3 2016 and held it in 13 quarters. The position peaked at $741K in Q1 2018. 101 funds tracked by Wall St. Rank hold PFXF as of Q4 2019.

Wintrust Investments reported no remaining VanEck Preferred Securities ex Financials ETF position as of Q4 2019 after selling out during the quarter.
Wintrust Investments sold 13,650 VanEck Preferred Securities ex Financials ETF shares in Q4 2019, an estimated $277K.
Wintrust Investments first reported a position in VanEck Preferred Securities ex Financials ETF in Q3 2016 and held it in 13 quarters.
Wintrust Investments's VanEck Preferred Securities ex Financials ETF position peaked at $741K in Q1 2018.
101 funds tracked by Wall St. Rank held VanEck Preferred Securities ex Financials ETF as of Q4 2019.

Based on Wintrust Investments's 13F filing for Q4 2019, filed 14 Feb 2020.