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VanEck Preferred Securities ex Financials ETF

59 hedge funds and large institutions have $73.1M invested in VanEck Preferred Securities ex Financials ETF in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 2

18% more funds holding

Funds holding: 5059 (+9)

12% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 17

0.91% less ownership

Funds ownership: 18.55%17.64% (-0.91%)

15% less capital invested

Capital invested by funds: $86.4M → $73.1M (-$13.3M)

Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
19
Reduced
17
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WA
26
Wasatch Advisors
Utah
$483K
Citadel Advisors
27
Citadel Advisors
Florida
$456K +$466K +23,598 New
MFS
28
MSI Financial Services
Massachusetts
$429K -$182K -9,231 -29%
DCM
29
Delta Capital Management
New Jersey
$395K
SPC
30
Sigma Planning Corp
Michigan
$385K +$29.1K +1,475 +8%
SI
31
SII Investments
Wisconsin
$381K +$388K +19,640 New
WI
32
Wintrust Investments
Illinois
$349K
IFB
33
iAB Financial Bank
Indiana
$338K +$3.95K +200 +1%
Jane Street
34
Jane Street
New York
$312K -$252K -12,785 -44%
BAS
35
Brown Advisory Securities
Maryland
$282K +$6.63K +336 +2%
Stifel Financial
36
Stifel Financial
Missouri
$276K +$14.4K +727 +5%
IA
37
IFP Advisors
Florida
$259K -$3.14K -159 -1%
TSS
38
Two Sigma Securities
New York
$228K +$233K +11,804 New
BRWA
39
B. Riley Wealth Advisors
Florida
$215K +$219K +11,086 New
WS
40
Wedbush Securities
California
$213K +$12.5K +634 +6%
BFEC
41
Benjamin F. Edwards & Company
Missouri
$204K -$1.7M -85,883 -89%
NFG
42
Next Financial Group
Texas
$203K +$22.1K +1,118 +12%
CPIG
43
Chicago Partners Investment Group
Illinois
$166K +$46.7K +2,366 +38%
YWP
44
YorkBridge Wealth Partners
New York
$110K +$112K +5,655 New
FANJ
45
Financial Architects (New Jersey)
New Jersey
$81K
Creative Planning
46
Creative Planning
Kansas
$65K -$15.6K -791 -19%
TWA
47
TCI Wealth Advisors
Arizona
$47K
IWA
48
IBEX Wealth Advisors
New Jersey
$38K +$38.4K +1,946 New
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$35K -$29.9K -1,512 -45%
BWP
50
Baldwin Wealth Partners
Massachusetts
$27K

PFXF Hedge Fund Activity: Q4 2016 in Review

59 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q4 2016, worth a combined $73.1M — down 15% from $86.4M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFXF positions and 2 closed out — a net gain of 10 holders — while 19 added to existing stakes and 17 trimmed.

The largest buyer was Flow Traders U.S., adding an estimated $2.76M. The largest seller was Morgan Stanley, cutting an estimated $10.4M.

  • 59 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q4 2016, up from 50 in Q3 2016.
  • Funds reported $73.1M of VanEck Preferred Securities ex Financials ETF stock for Q4 2016, down 15% quarter-over-quarter.
  • 12 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q4 2016 and 2 closed out, a net change of +10 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q4 2016 was Flow Traders U.S., an estimated $2.76M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q4 2016 was Morgan Stanley, an estimated $10.4M sold.

Based on aggregated 13F filings for Q4 2016.