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PhenixFIN

Name Holding Trade Value Shares
Change
Change in
Stake
AFG
1
American Financial Group
Ohio
$13.1M
Invesco
2
Invesco
Georgia
$10.4M -$670K -5,404 -6%
AM
3
Ares Management
California
$5.77M
UBS Group
4
UBS Group
Switzerland
$5.02M -$15.7K -127 -0.3%
Morgan Stanley
5
Morgan Stanley
New York
$4.23M +$878K +7,085 +25%
AR
6
Advisory Research
Illinois
$3.55M +$312K +2,514 +9%
GC
7
Guggenheim Capital
Illinois
$3.51M +$73K +589 +2%
CIM
8
Confluence Investment Management
Missouri
$3.51M
SMDAM
9
Sumitomo Mitsui DS Asset Management
Japan
$3.43M +$315K +2,538 +10%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$3.28M +$241K +1,942 +8%
Wells Fargo
11
Wells Fargo
California
$3.07M +$20.7K +167 +0.7%
RAM
12
Roumell Asset Management
Maryland
$2.6M +$2.7M +21,794 New
AAM
13
Advisors Asset Management
Colorado
$2.41M +$33.1K +267 +1%
WFI
14
West Family Investments
California
$2.19M
VanEck Associates
15
VanEck Associates
New York
$2.13M -$575K -4,639 -21%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$2.01M -$27.4K -221 -1%
JP Morgan Chase
17
JP Morgan Chase
New York
$1.98M +$1.05M +8,433 +100%
BlackRock
18
BlackRock
New York
$1.95M -$305K -2,461 -13%
MVP
19
Miller Value Partners
Florida
$1.57M
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$1.54M -$836K -6,745 -34%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.36M +$9.42K +76 +0.7%
CAS
22
Cue Advisory Services
Arizona
$1.21M -$49.6K -400 -4%
Nuveen Fund Advisors
23
Nuveen Fund Advisors
Illinois
$1.11M -$129K -1,039 -10%
Goldman Sachs
24
Goldman Sachs
New York
$1.1M +$295K +2,376 +35%
Legal & General Group
25
Legal & General Group
United Kingdom
$1M +$172K +1,385 +20%