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PhenixFIN

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$7.06M
2L
2
22NW LP
Washington
$4.82M
AC
3
Almitas Capital
California
$4.01M +$3.96M +98,169 New
Morgan Stanley
4
Morgan Stanley
New York
$3.2M -$13.5K -334 -0.4%
ACM
5
Adalta Capital Management
New York
$3.12M +$1.33M +33,000 +76%
AFG
6
American Financial Group
Ohio
$2.63M
CIM
7
Confluence Investment Management
Missouri
$974K
Legal & General Group
8
Legal & General Group
United Kingdom
$671K
GIM
9
Greenwich Investment Management
Connecticut
$447K +$81 +2 +0%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$226K
Osaic Holdings
11
Osaic Holdings
Arizona
$182K -$10.5K -260 -6%
RG
12
Retirement Group
California
$135K -$25K -620 -16%
CLOS
13
Compagnie Lombard Odier SCmA
Switzerland
$102K
UBS Group
14
UBS Group
Switzerland
$14K -$1.98K -49 -12%
Wells Fargo
15
Wells Fargo
California
$12K +$1.01K +25 +10%
TRCT
16
Tower Research Capital (TRC)
New York
$11K +$9.2K +228 +465%
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$6K +$6.05K +150 New
GWM
18
Geneos Wealth Management
Colorado
$5K
AF
19
Advisornet Financial
Minnesota
$3K +$2.62K +65 New
Bank of America
20
Bank of America
North Carolina
$2K -$6.05K -150 -75%
LW
21
Linscomb Wealth
Texas
-$329K -7,860 Closed
BCV
22
Banque Cantonale Vaudoise
Switzerland
-$105K -2,500 Closed