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PhenixFIN

Name Holding Trade Value Shares
Change
Change in
Stake
AFG
1
American Financial Group
Ohio
$8.69M
Invesco
2
Invesco
Georgia
$6.2M
MCP
3
Moab Capital Partners
New York
$5.93M +$5.73M +77,671 New
FCG
4
FrontFour Capital Group
Connecticut
$5.82M +$5.62M +76,187 New
RAM
5
Roumell Asset Management
Maryland
$4.53M +$274K +3,716 +7%
FM
6
Fondren Management
Texas
$2.98M +$2.87M +38,961 New
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$2.12M
CIM
8
Confluence Investment Management
Missouri
$1.9M
UBS Group
9
UBS Group
Switzerland
$1.77M -$103K -1,394 -6%
AAM
10
Advisors Asset Management
Colorado
$1.69M +$43.5K +590 +3%
Morgan Stanley
11
Morgan Stanley
New York
$1.64M +$462K +6,273 +41%
AM
12
Ares Management
California
$1.52M -$2.59M -35,118 -64%
GC
13
Guggenheim Capital
Illinois
$1.47M -$82.2K -1,115 -5%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.11M -$147K -1,995 -12%
BlackRock
15
BlackRock
New York
$1.01M +$83.4K +1,131 +9%
GIM
16
Greenwich Investment Management
Connecticut
$1.01M +$274K +3,711 +39%
WFI
17
West Family Investments
California
$918K -$468K -6,350 -35%
Wells Fargo
18
Wells Fargo
California
$901K -$389K -5,270 -31%
Legal & General Group
19
Legal & General Group
United Kingdom
$834K +$22.4K +304 +3%
LPL Financial
20
LPL Financial
California
$689K +$383K +5,194 +136%
CAS
21
Cue Advisory Services
Arizona
$556K -$148K -2,013 -22%
Mackenzie Financial
22
Mackenzie Financial
Ontario, Canada
$519K +$212K +2,869 +73%
RA
23
Rational Advisors
New York
$511K -$843K -11,441 -63%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$394K -$15.3K -207 -4%
California Public Employees Retirement System
25
California Public Employees Retirement System
California
$393K