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PhenixFIN

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$7.22M +$7.29M +172,675 New
2L
2
22NW LP
Washington
$4.93M
Morgan Stanley
3
Morgan Stanley
New York
$3.29M +$316K +7,493 +11%
AFG
4
American Financial Group
Ohio
$2.69M
ACM
5
Adalta Capital Management
New York
$1.82M +$1.02M +24,200 +126%
CIM
6
Confluence Investment Management
Missouri
$1.01M +$28.1K +665 +3%
Legal & General Group
7
Legal & General Group
United Kingdom
$689K
GIM
8
Greenwich Investment Management
Connecticut
$457K +$461K +10,918 New
LW
9
Linscomb Wealth
Texas
$329K
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$232K +$95.1K +2,254 +69%
Osaic Holdings
11
Osaic Holdings
Arizona
$197K -$53.2K -1,261 -21%
RG
12
Retirement Group
California
$164K -$4.68K -111 -3%
BCV
13
Banque Cantonale Vaudoise
Switzerland
$105K
CLOS
14
Compagnie Lombard Odier SCmA
Switzerland
$105K
UBS Group
15
UBS Group
Switzerland
$16K -$14K -331 -46%
Wells Fargo
16
Wells Fargo
California
$11K
Bank of America
17
Bank of America
North Carolina
$8K
GWM
18
Geneos Wealth Management
Colorado
$5K
TRCT
19
Tower Research Capital (TRC)
New York
$2K +$2.07K +49 New
Millennium Management
20
Millennium Management
New York
-$391K -9,117 Closed
OSAM
21
O'Shaughnessy Asset Management
Connecticut
-$122K -2,852 Closed
APWA
22
Atlas Private Wealth Advisors
New Jersey
-$23K -546 Closed
AWM
23
Accel Wealth Management
Iowa
-$12K -275 Closed
BWA
24
BDO Wealth Advisors
Florida
-$7K -170 Closed
SWM
25
Spire Wealth Management
Virginia
-$6K -130 Closed