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PhenixFIN

Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Adalta Capital Management
New York
$7.78M +$284K +5,921 +4%
2L
2
22NW LP
Washington
$5.92M – – –
AFG
3
American Financial Group
Ohio
$3.26M – – –
Morgan Stanley
4
Morgan Stanley
New York
$3.06M -$206K -4,290 -7%
Raymond James Financial
5
Raymond James Financial
Florida
$992K +$939K +19,598 New
BI
6
Bulldog Investors
New Jersey
$973K +$921K +19,218 New
Legal & General Group
7
Legal & General Group
United Kingdom
$717K -$77.9K -1,626 -10%
AA
8
AlphaCentric Advisors
Puerto Rico
$507K +$493K +10,300 New
CA
9
Crossingbridge Advisors
New York
$507K +$493K +10,300 New
CLOS
10
Compagnie Lombard Odier SCmA
Switzerland
$123K – – –
AF
11
Allworth Financial
California
$37.9K – – –
UBS Group
12
UBS Group
Switzerland
$26.2K +$14.4K +300 +138%
Wells Fargo
13
Wells Fargo
California
$19.3K +$5.75K +120 +46%
Bank of America
14
Bank of America
North Carolina
$15.6K +$6.13K +128 +71%
LIS
15
Legacy Investment Solutions
Idaho
$9.8K – – –
LWMI
16
Legacy Wealth Management (Idaho)
Idaho
$9.8K – – –
AIC
17
Archer Investment Corporation
Indiana
$6.38K – – –
MCM
18
MAI Capital Management
Ohio
$1.11K +$1.05K +22 New
Osaic Holdings
19
Osaic Holdings
Arizona
$1.01K +$958 +20 New
HNB
20
Huntington National Bank
Ohio
$1 – – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
– -$305K -6,400 Closed
HGERS
22
Householder Group Estate & Retirement Specialist
Arizona
– -$27K -583 Closed
TRCT
23
Tower Research Capital (TRC)
New York
– -$13.9K -292 Closed