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PhenixFIN

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$6.3M
2L
2
22NW LP
Washington
$4.3M
AC
3
Almitas Capital
California
$3.64M +$58.7K +1,508 +2%
ACM
4
Adalta Capital Management
New York
$3.32M +$578K +14,845 +19%
Morgan Stanley
5
Morgan Stanley
New York
$2.78M -$80K -2,053 -3%
AFG
6
American Financial Group
Ohio
$2.35M
Legal & General Group
7
Legal & General Group
United Kingdom
$605K
CIM
8
Confluence Investment Management
Missouri
$525K -$368K -9,449 -39%
SPF
9
Steven Patrick Farmer
$525K +$567K +14,551 New
GIM
10
Greenwich Investment Management
Connecticut
$409K +$11.1K +284 +3%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$135K -$71.6K -1,837 -33%
Osaic Holdings
12
Osaic Holdings
Arizona
$135K -$29.2K -750 -17%
CLOS
13
Compagnie Lombard Odier SCmA
Switzerland
$90K
RG
14
Retirement Group
California
$63K -$60.5K -1,554 -47%
UBS Group
15
UBS Group
Switzerland
$22K +$10.2K +262 +76%
Wells Fargo
16
Wells Fargo
California
$11K +$1.01K +26 +9%
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$5K
GWM
18
Geneos Wealth Management
Colorado
$4K
Bank of America
19
Bank of America
North Carolina
$1K -$974 -25 -50%
TRCT
20
Tower Research Capital (TRC)
New York
-$11K -277 Closed
AF
21
Advisornet Financial
Minnesota
-$3K -65 Closed