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PhenixFIN

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$27K -$15.2K -450 -16%
BO
27
Bank OZK
Arkansas
$18K +$52.8K +1,565 New
SI
28
Stephens Inc
Arkansas
$16K -$11.5K -340 -20%
SPC
29
Sigma Planning Corp
Michigan
$11K -$13.4K -398 -30%
Two Sigma Advisers
30
Two Sigma Advisers
New York
$9K
UBS Group
31
UBS Group
Switzerland
$8K -$352K -10,429 -93%
CB
32
Cadence Bank
Mississippi
$8K -$206K -6,100 -90%
Tudor Investment Corp
33
Tudor Investment Corp
Connecticut
$8K
Stifel Financial
34
Stifel Financial
Missouri
$7K -$4.63K -137 -17%
RJA
35
Raymond James & Associates
Florida
$7K -$1.69K -50 -7%
WP
36
WealthPLAN Partners
Nebraska
$7K -$1.01K -30 -5%
KM
37
Kalos Management
Georgia
$7K
Wells Fargo
38
Wells Fargo
California
$7K +$9.25K +274 +88%
PAM
39
PVG Asset Management
Colorado
$6.2K +$18K +533 New
SIC
40
Samalin Investment Counsel
New York
$6K
Victory Capital Management
41
Victory Capital Management
Texas
$5K +$13.4K +396 New
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$3K -$777 -23 -9%
TRCT
43
Tower Research Capital (TRC)
New York
$2K -$5.98K -177 -58%
Bank of America
44
Bank of America
North Carolina
$2K +$169 +5 +2%
ETI
45
Enterprise Trust & Investment
California
$1K
AF
46
Allworth Financial
California
$1K +$1.69K +50 New
Invesco
47
Invesco
Georgia
-$516K -11,839 Closed
WG
48
Welch Group
Alabama
-$149K -3,415 Closed
Squarepoint
49
Squarepoint
New York
-$108K -2,485 Closed
AFP
50
Ausdal Financial Partners
Iowa
-$43K -1,000 Closed