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PennyMac Financial

204 hedge funds and large institutions have $2.12B invested in PennyMac Financial in 2021 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 52 increasing their positions, 90 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 31

5% more capital invested

Capital invested by funds: $2.01B → $2.12B (+$103M)

2% more funds holding

Funds holding: 200204 (+4)

1.63% less ownership

Funds ownership: 53.05%51.42% (-1.6%)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

42% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 90

63% less call options, than puts

Call options by funds: $119M | Put options by funds: $324M

Holders
204
Holders Change
+4
Holders Change %
+2%
% of All Funds
3.14%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.11%
New
37
Increased
52
Reduced
90
Closed
31
Calls
$119M
Puts
$324M
Net Calls
-$204M
Net Calls Change
-$16.2M
Name Holding Trade Value Shares
Change
Change in
Stake
FQ
126
First Quadrant
California
$475K
Zurich Cantonal Bank
127
Zurich Cantonal Bank
Switzerland
$474K +$91.9K +1,392 +26%
OCM
128
One Capital Management
California
$445K +$421K +6,379 New
IA
129
IndexIQ Advisors
New York
$441K -$26.9K -408 -6%
Tudor Investment Corp
130
Tudor Investment Corp
Connecticut
$402K -$2.17M -32,939 -85%
AACP
131
Advantage Alpha Capital Partners
California
$368K +$348K +5,270 New
Verition Fund Management
132
Verition Fund Management
Connecticut
$362K +$105K +1,590 +44%
VF
133
Virtu Financial
New York
$352K +$332K +5,038 New
GCM
134
Graham Capital Management
Connecticut
$352K +$334K +5,056 New
SFFS
135
Stonehage Fleming Financial Services
Jersey
$348K
Federated Hermes
136
Federated Hermes
Pennsylvania
$345K +$326K +4,941 New
HSBC Holdings
137
HSBC Holdings
United Kingdom
$342K +$51.7K +784 +19%
Jane Street
138
Jane Street
New York
$334K -$5.27M -79,798 -94%
Janney Montgomery Scott
139
Janney Montgomery Scott
Pennsylvania
$333K -$24K -364 -7%
CAM
140
ClariVest Asset Management
California
$327K
TPM
141
Triasima Portfolio Management
Quebec, Canada
$323K
Wolverine Trading
142
Wolverine Trading
Illinois
$307K -$1.83M -27,777 -86%
PL
143
Pluribus Labs
California
$300K +$283K +4,294 New
BFM
144
Boothbay Fund Management
New York
$294K +$278K +4,213 New
AB
145
Amalgamated Bank
New York
$289K -$12.3K -186 -4%
QC
146
Quadrature Capital
United Kingdom
$285K +$8.71K +132 +3%
XT
147
XTX Topco
Cayman Islands
$285K +$270K +4,085 New
AG
148
Algert Global
California
$267K -$43.6K -660 -15%
CANY
149
Caxton Associates (New York)
New York
$266K +$252K +3,819 New
Osaic Holdings
150
Osaic Holdings
Arizona
$257K +$55K +834 +29%

PFSI Hedge Fund Activity: Q4 2021 in Review

204 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2021, worth a combined $2.12B — up 5.1% from $2.01B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PFSI positions and 31 closed out — a net gain of 6 holders — while 52 added to existing stakes and 90 trimmed.

The largest buyer was MFN Partners, adding an estimated $29.3M. The largest seller was Basswood Capital Management, cutting an estimated $49.7M.

  • 204 institutional investors held PennyMac Financial (PFSI) as of Q4 2021, up from 200 in Q3 2021.
  • Funds reported $2.12B of PennyMac Financial stock for Q4 2021, up 5.1% quarter-over-quarter.
  • 37 funds opened new PennyMac Financial positions in Q4 2021 and 31 closed out, a net change of +6 holders.
  • The largest PennyMac Financial buyer in Q4 2021 was MFN Partners, an estimated $29.3M added.
  • The largest PennyMac Financial seller in Q4 2021 was Basswood Capital Management, an estimated $49.7M sold.

Based on aggregated 13F filings for Q4 2021.