IndexIQ Advisors’s PennyMac Financial PFSI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	$397K	Buy	7,457 +1,142	+18%	+$69K	0.01%	752
2021 Q4	$441K	Sell	6,315 -408	-6%	-$26.9K	0.01%	688
2021 Q3	$411K	Buy	6,723 +673	+11%	+$42.7K	0.01%	794
2021 Q2	$373K	Buy	6,050 +64	+1%	+$3.89K	0.01%	840
2021 Q1	$400K	Sell	5,986 -3,487	-37%	-$216K	0.01%	714
2020 Q4	$622K	Buy	9,473 +978	+12%	+$58.2K	0.02%	309
2020 Q3	$494K	Buy	8,495 +460	+6%	+$22.8K	0.02%	278
2020 Q2	$336K	Sell	8,035 -400	-5%	-$12.7K	0.02%	307
2020 Q1	$186K	Sell	8,435 -28,036	-77%	-$902K	0.01%	541
2019 Q4	$1.24M	Sell	36,471 -11,577	-24%	-$376K	0.04%	209
2019 Q3	$1.46M	Sell	48,048 -8,998	-16%	-$243K	0.05%	216
2019 Q2	$1.26M	Sell	57,046 -13,799	-19%	-$307K	0.04%	322
2019 Q1	$1.58M	Sell	70,845 -23,682	-25%	-$519K	0.05%	303
2018 Q4	$2.01M	Sell	94,527 -7,717	-8%	-$158K	0.06%	229
2018 Q3	$2.14M	Buy	102,244 +5,670	+6%	+$117K	0.07%	316
2018 Q2	$1.9M	Buy	96,574 +9,012	+10%	+$188K	0.06%	387
2018 Q1	$1.98M	Buy	87,562 +4,957	+6%	+$115K	0.06%	377
2017 Q4	$1.85M	Buy	82,605 +31,771	+62%	+$626K	0.07%	165
2017 Q3	$905K	Buy	50,834 +23,077	+83%	+$398K	0.04%	293
2017 Q2	$464K	Buy	+27,757	New	+$459K	0.02%	343