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PennyMac Financial

200 hedge funds and large institutions have $2.01B invested in PennyMac Financial in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 60 increasing their positions, 87 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.63% more ownership

Funds ownership: 49.42%53.05% (+3.6%)

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

0% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 29

1% less funds holding

Funds holding: 202200 (-2)

1% less capital invested

Capital invested by funds: $2.03B → $2.01B (-$22.4M)

31% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 87

72% less call options, than puts

Call options by funds: $72.5M | Put options by funds: $261M

Holders
200
Holders Change
-2
Holders Change %
-0.99%
% of All Funds
3.5%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
29
Increased
60
Reduced
87
Closed
29
Calls
$72.5M
Puts
$261M
Net Calls
-$188M
Net Calls Change
-$156M
Name Holding Trade Value Shares
Change
Change in
Stake
GCP
126
GSA Capital Partners
United Kingdom
$657K +$683K +10,752 New
Mercer Global Advisors
127
Mercer Global Advisors
Colorado
$612K -$84.9K -1,337 -12%
Neuberger Berman Group
128
Neuberger Berman Group
New York
$603K +$8.13K +128 +1%
BAM
129
Blueshift Asset Management
New Jersey
$561K -$572K -9,013 -50%
Public Employees Retirement Association of Colorado
130
Public Employees Retirement Association of Colorado
Colorado
$550K
TI
131
Trexquant Investment
Connecticut
$549K +$570K +8,984 New
MLICM
132
Metropolitan Life Insurance Company (MetLife)
New York
$523K -$73.1K -1,151 -12%
Teacher Retirement System of Texas
133
Teacher Retirement System of Texas
Texas
$522K +$63.4K +998 +13%
UBS Group
134
UBS Group
Switzerland
$492K +$380K +5,980 +290%
MC
135
Maverick Capital
Texas
$452K -$330K -5,197 -41%
Handelsbanken Fonder
136
Handelsbanken Fonder
Sweden
$446K
LAM
137
Lingohr Asset Management
Germany
$441K
RJFSA
138
Raymond James Financial Services Advisors
Florida
$439K -$1.13M -17,815 -71%
Squarepoint
139
Squarepoint
New York
$431K +$24.5K +386 +6%
CCP
140
Corient Capital Partners
California
$423K +$2.54K +40 +0.6%
CC
141
Centiva Capital
New York
$420K +$436K +6,861 New
FQ
142
First Quadrant
California
$416K -$146K -2,300 -25%
IA
143
IndexIQ Advisors
New York
$411K +$42.7K +673 +11%
PP
144
Professional Planning
California
$395K
MF
145
Magnetar Financial
Illinois
$388K +$151K +2,377 +60%
E
146
Ergoteles
New York
$340K -$1.7M -26,796 -83%
Zurich Cantonal Bank
147
Zurich Cantonal Bank
Switzerland
$330K
Janney Montgomery Scott
148
Janney Montgomery Scott
Pennsylvania
$314K +$50.8K +800 +18%
SFFS
149
Stonehage Fleming Financial Services
Jersey
$306K +$317K +5,000 New
CAM
150
ClariVest Asset Management
California
$287K -$394K -6,200 -57%

PFSI Hedge Fund Activity: Q3 2021 in Review

200 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2021, worth a combined $2.01B — down 1.1% from $2.03B a quarter earlier.

Fund positioning in PFSI was balanced in Q3 2021: 29 funds opened new positions, 29 closed out, 60 added to existing stakes and 87 trimmed.

The largest buyer was K2 Principal Fund, adding an estimated $40.7M. The largest seller was Basswood Capital Management, cutting an estimated $34.5M.

  • 200 institutional investors held PennyMac Financial (PFSI) as of Q3 2021, down from 202 in Q2 2021.
  • Funds reported $2.01B of PennyMac Financial stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 29 funds opened new PennyMac Financial positions in Q3 2021 and 29 closed out, a net change of 0 holders.
  • The largest PennyMac Financial buyer in Q3 2021 was K2 Principal Fund, an estimated $40.7M added.
  • The largest PennyMac Financial seller in Q3 2021 was Basswood Capital Management, an estimated $34.5M sold.

Based on aggregated 13F filings for Q3 2021.