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PennyMac Financial
PFSI

93 hedge funds and large institutions have $476M invested in PennyMac Financial in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 34 increasing their positions, 32 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

6% more capital invested

Capital invested by funds: $447M → $476M (+$29M)

3% more funds holding

Funds holding: 90 → 93 (+3)

6% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 32

0.17% less ownership

Funds ownership: 90.54% → 90.37% (-0.17%)

Holders
93
Holders Change
+3
Holders Change %
+3.33%
% of All Funds
2.13%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
% of All Funds
0.07%
New
11
Increased
34
Reduced
32
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
Basswood Capital Management
New York
+$3.51M
2
MP
Mangrove Partners
Connecticut
+$2.4M
3
SFM
Systematic Financial Management
New Jersey
+$1.12M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$1.01M
5
MAM
Martingale Asset Management
Massachusetts
+$973K

Top Sellers

1
OA
Omega Advisors
New York
-$5.71M
2
Renaissance Technologies
Renaissance Technologies
New York
-$2.65M
3
Man Group
Man Group
United Kingdom
-$1.18M
4
Norges Bank
Norges Bank
Norway
-$1.08M
5
CAM
ClariVest Asset Management
California
-$824K
Name Holding Trade Value Shares
Change 		Change in
Stake
Renaissance Technologies
26
Renaissance Technologies
New York
$1.94M -$2.65M -127,912 -58%
USAA
27
United Services Automobile Association
Texas
$1.93M +$45.6K +2,200 +2%
Wells Fargo
28
Wells Fargo
California
$1.67M -$789K -38,098 -32%
PPA
29
Parametric Portfolio Associates
Washington
$1.63M +$42.5K +2,051 +3%
AIM
30
Assured Investment Management
New York
$1.56M -$39.4K -1,902 -2%
GC
31
Globeflex Capital
California
$1.5M +$193K +9,300 +15%
Allianz Asset Management
32
Allianz Asset Management
Germany
$1.42M +$227K +10,962 +19%
EMG
33
Ellington Management Group
Connecticut
$1.34M -$83.3K -4,024 -6%
AIG
34
American International Group
New York
$1.33M -$24.1K -1,163 -2%
QI
35
QS Investors
New York
$1.31M – – –
Deutsche Bank
36
Deutsche Bank
Germany
$1.26M -$265K -12,801 -17%
MAM
37
Martingale Asset Management
Massachusetts
$1.2M +$973K +46,952 +447%
SFM
38
Systematic Financial Management
New Jersey
$1.13M +$1.12M +54,235 New
Goldman Sachs
39
Goldman Sachs
New York
$1.08M +$518K +24,995 +94%
Charles Schwab
40
Charles Schwab
California
$979K +$95.8K +4,623 +11%
D.E. Shaw & Co
41
D.E. Shaw & Co
New York
$925K -$629K -30,378 -41%
SCM
42
Sterling Capital Management
North Carolina
$849K -$83 -4 -0%
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$838K +$7.33K +354 +0.9%
First Trust Advisors
44
First Trust Advisors
Illinois
$797K +$265K +12,817 +51%
TA
45
Teachers Advisors
New York
$785K +$85.3K +4,119 +12%
TCIM
46
TIAA CREF Investment Management
New York
$751K -$71.6K -3,457 -9%
Prudential Financial
47
Prudential Financial
New Jersey
$746K +$111K +5,370 +18%
Millennium Management
48
Millennium Management
New York
$710K +$704K +33,972 New
Franklin Resources
49
Franklin Resources
California
$702K +$695K +33,557 New
SO
50
STRS Ohio
Ohio
$685K – – –
1
2
3 4

PFSI Hedge Fund Activity: Q3 2018 in Review

93 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2018, worth a combined $476M — up 6.5% from $447M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFSI positions and 7 closed out — a net gain of 4 holders — while 34 added to existing stakes and 32 trimmed.

The largest buyer was Basswood Capital Management, adding an estimated $3.51M. The largest seller was Omega Advisors, cutting an estimated $5.71M.

  • 93 institutional investors held PennyMac Financial (PFSI) as of Q3 2018, up from 90 in Q2 2018.
  • Funds reported $476M of PennyMac Financial stock for Q3 2018, up 6.5% quarter-over-quarter.
  • 11 funds opened new PennyMac Financial positions in Q3 2018 and 7 closed out, a net change of +4 holders.
  • The largest PennyMac Financial buyer in Q3 2018 was Basswood Capital Management, an estimated $3.51M added.
  • The largest PennyMac Financial seller in Q3 2018 was Omega Advisors, an estimated $5.71M sold.

Based on aggregated 13F filings for Q3 2018.