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PennyMac Financial
PFSI

81 hedge funds and large institutions have $324M invested in PennyMac Financial in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.09% less ownership

Funds ownership: 93.71% → 93.62% (-0.09%)

4% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 24

2% less funds holding

Funds holding: 83 → 81 (-2)

12% less capital invested

Capital invested by funds: $368M → $324M (-$43.5M)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

Holders
81
Holders Change
-2
Holders Change %
-2.41%
% of All Funds
2.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
23
Reduced
24
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PFMOSF
Philadelphia Financial Management of San Francisco
California
+$4.12M
2
PCM
PAR Capital Management
Massachusetts
+$2.95M
3
AllianceBernstein
AllianceBernstein
Tennessee
+$1.32M
4
JP Morgan Chase
JP Morgan Chase
New York
+$1.02M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$595K

Top Sellers

1
HCS
Harvest Capital Strategies
California
-$2.3M
2
BCM
Basswood Capital Management
New York
-$2.23M
3
WSA
Wall Street Associates
California
-$1.61M
4
Two Sigma Investments
Two Sigma Investments
New York
-$1.12M
5
BM
Bridger Management
New York
-$883K
Name Holding Trade Value Shares
Change 		Change in
Stake
NFA
26
Nationwide Fund Advisors
Ohio
$1.46M +$260K +14,978 +20%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$1.42M +$295K +17,037 +24%
RFC
28
Russell Frank Company
Washington
$1.34M +$283K +16,329 +24%
Morgan Stanley
29
Morgan Stanley
New York
$1.29M -$438K -25,281 -24%
Bank of New York Mellon
30
Bank of New York Mellon
New York
$1.25M -$262K -15,106 -16%
AllianceBernstein
31
AllianceBernstein
Tennessee
$1.21M +$1.32M +75,880 New
AL
32
AJO LP
Pennsylvania
$798K -$72.3K -4,170 -8%
SIP
33
Stoneridge Investment Partners
Pennsylvania
$786K -$12.1K -700 -1%
TCIM
34
TIAA CREF Investment Management
New York
$725K – – –
AI
35
Analytic Investors
California
$680K – – –
SO
36
STRS Ohio
Ohio
$601K -$13.9K -800 -2%
BIM
37
BlackRock Investment Management
Delaware
$582K – – –
Invesco
38
Invesco
Georgia
$544K +$349K +20,146 +145%
GCP
39
GSA Capital Partners
United Kingdom
$453K +$491K +28,322 New
New York State Common Retirement Fund
40
New York State Common Retirement Fund
New York
$434K +$72.7K +4,192 +18%
Prudential Financial
41
Prudential Financial
New Jersey
$433K -$347 -20 -0.1%
SEI Investments
42
SEI Investments
Pennsylvania
$433K +$469K +27,039 New
CIC
43
Cornercap Investment Counsel
Georgia
$411K – – –
California State Teachers Retirement System (CalSTRS)
44
California State Teachers Retirement System (CalSTRS)
California
$385K -$1.73K -100 -0.4%
Deutsche Bank
45
Deutsche Bank
Germany
$337K -$171K -9,876 -32%
MAM
46
Martingale Asset Management
Massachusetts
$324K +$46K +2,651 +15%
Two Sigma Advisers
47
Two Sigma Advisers
New York
$318K -$338K -19,500 -50%
PAM
48
Paradigm Asset Management
New York
$315K -$38.2K -2,200 -10%
Goldman Sachs
49
Goldman Sachs
New York
$309K +$335K +19,292 New
Citadel Advisors
50
Citadel Advisors
Florida
$307K +$333K +19,182 New
1
2
3 4

PFSI Hedge Fund Activity: Q3 2015 in Review

81 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2015, worth a combined $324M — down 12% from $368M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of PFSI and 11 opened new positions — a net loss of 2 holders — while 24 trimmed existing stakes and 23 added.

The largest buyer was Philadelphia Financial Management of San Francisco, adding an estimated $4.12M. The largest seller was Harvest Capital Strategies, exiting entirely with an estimated $2.3M sold.

  • 81 institutional investors held PennyMac Financial (PFSI) as of Q3 2015, down from 83 in Q2 2015.
  • Funds reported $324M of PennyMac Financial stock for Q3 2015, down 12% quarter-over-quarter.
  • 11 funds opened new PennyMac Financial positions in Q3 2015 and 13 closed out, a net change of -2 holders.
  • The largest PennyMac Financial buyer in Q3 2015 was Philadelphia Financial Management of San Francisco, an estimated $4.12M added.
  • The largest PennyMac Financial seller in Q3 2015 was Harvest Capital Strategies, an estimated $2.3M sold.

Based on aggregated 13F filings for Q3 2015.