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PennyMac Financial
PFSI

242 hedge funds and large institutions have $2.41B invested in PennyMac Financial in 2020 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 81 increasing their positions, 82 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more call options, than puts

Call options by funds: $160M | Put options by funds: $67M

54% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 39

10% more capital invested

Capital invested by funds: $2.2B → $2.41B (+$217M)

9% more funds holding

Funds holding: 223 → 242 (+19)

1% less repeat investments, than reductions

Existing positions increased: 81 | Existing positions reduced: 82

1.64% less ownership

Funds ownership: 52.45% → 50.81% (-1.6%)

11% less funds holding in top 10

Funds holding in top 10: 9 → 8 (-1)

Holders
242
Holders Change
+19
Holders Change %
+8.52%
% of All Funds
4.28%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.14%
New
60
Increased
81
Reduced
82
Closed
39
Calls
$160M
Puts
$67M
Net Calls
+$93.5M
Net Calls Change
-$30.5M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$48.9M
2
SM
Senvest Management
New York
+$45.2M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$26.1M
4
State Street
State Street
Massachusetts
+$24.7M
5
BCM
Basswood Capital Management
New York
+$15M

Top Sellers

Rank Fund Capital Flow
1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$68.1M
2
Goldman Sachs
Goldman Sachs
New York
-$27.7M
3
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
-$23.3M
4
AL
AJO LP
Pennsylvania
-$19.3M
5
CGM
Capital Growth Management
Massachusetts
-$17.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
251
HighTower Advisors
Illinois
– -$2.46M -42,273 Closed
Assenagon Asset Management
252
Assenagon Asset Management
Luxembourg
– -$1.84M -31,662 Closed
EI
253
EAM Investors
California
– -$1.35M -23,316 Closed
MAM
254
Meeder Asset Management
Ohio
– -$1.23M -21,155 Closed
PIC
255
PCJ Investment Counsel
Ontario, Canada
– -$988K -17,000 Closed
AI
256
Atom Investors
Texas
– -$879K -15,128 Closed
HAI
257
Hennessy Advisors Inc
California
– -$872K -15,000 Closed
CC
258
Centiva Capital
New York
– -$831K -14,290 Closed
Jennison Associates
259
Jennison Associates
New York
– -$764K -13,138 Closed
GCP
260
GSA Capital Partners
United Kingdom
– -$737K -12,676 Closed
TC
261
Telemus Capital
Michigan
– -$825K -12,500 Closed
BCM
262
Bridgeway Capital Management
Texas
– -$581K -10,000 Closed
DC
263
Diametric Capital
Massachusetts
– -$542K -9,332 Closed
PAG
264
Private Advisory Group
Washington
– -$512K -8,801 Closed
BPM
265
Bowling Portfolio Management
Ohio
– -$488K -8,402 Closed
OR
266
Olympiad Research
Connecticut
– -$438K -7,534 Closed
PCM
267
Prelude Capital Management
New York
– -$362K -6,235 Closed
CM
268
Caption Management
Oklahoma
– -$327K -5,500 Closed
GAM
269
Gotham Asset Management
New York
– -$309K -5,312 Closed
PP
270
PDT Partners
New York
– -$279K -4,800 Closed
PRC
271
Pearl River Capital
Michigan
– -$264K -4,538 Closed
CC
272
Cipher Capital
New York
– -$249K -4,276 Closed
CMI
273
Clare Market Investments
Texas
– -$238K -4,100 Closed
Commonwealth Equity Services
274
Commonwealth Equity Services
Massachusetts
– -$205K -3,537 Closed
JC
275
JBF Capital
Colorado
– -$110K -1,900 Closed
8 9 10
11
12

PFSI Hedge Fund Activity: Q4 2020 in Review

242 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2020, worth a combined $2.41B — up 9.9% from $2.2B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFSI positions and 39 closed out — a net gain of 21 holders — while 81 added to existing stakes and 82 trimmed.

The largest buyer was BlackRock, adding an estimated $48.9M. The largest seller was T. Rowe Price Associates, cutting an estimated $68.1M.

  • 242 institutional investors held PennyMac Financial (PFSI) as of Q4 2020, up from 223 in Q3 2020.
  • Funds reported $2.41B of PennyMac Financial stock for Q4 2020, up 9.9% quarter-over-quarter.
  • 60 funds opened new PennyMac Financial positions in Q4 2020 and 39 closed out, a net change of +21 holders.
  • The largest PennyMac Financial buyer in Q4 2020 was BlackRock, an estimated $48.9M added.
  • The largest PennyMac Financial seller in Q4 2020 was T. Rowe Price Associates, an estimated $68.1M sold.

Based on aggregated 13F filings for Q4 2020.