Caption Management’s PennyMac Financial PFSI Stock Holding History

Caption Management’s Portfolio PFSI Stock Details PFSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$17.4K	Sell	200 -2,860	-93%	-$249K	﹤0.01%	1575
2026 Q1	$267K	Hold	3,060	–	–	﹤0.01%	1309
2025 Q4	$403K	Hold	3,060	–	–	﹤0.01%	1275
2025 Q3	$379K	Buy	+3,060	New	+$331K	﹤0.01%	1362
2023 Q2	–	Sell	-24,740	Closed	-$1.47M	–	1331
2023 Q1	$1.47M	Buy	24,740 +10,740	+77%	+$665K	0.03%	535
2022 Q4	$793K	Sell	14,000 -31,499	-69%	-$1.67M	0.01%	820
2022 Q3	$1.95M	Buy	45,499 +3,861	+9%	+$202K	0.03%	653
2022 Q2	$1.82M	Buy	+41,638	New	+$1.97M	0.03%	697
2020 Q4	–	Sell	-5,500	Closed	-$327K	–	1193
2020 Q3	$320K	Buy	+5,500	New	+$273K	0.01%	848

Other funds holding PFSI

MFN Partners Boston, Massachusetts $4.83B AUM 65.74% 1-Year Est. Return

T. Rowe Price Investment Management Baltimore, Maryland $153B AUM 38.14% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

DSC

Donald Smith & Co New York $5.65B AUM 47.79% 1-Year Est. Return

RCMNY

Rubric Capital Management (New York) New York $10.9B AUM 70.31% 1-Year Est. Return

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Caption Management's PFSI Position: Q2 2026 in Review

Caption Management reduced its PennyMac Financial (PFSI) stake by 93% in Q2 2026, selling an estimated $249K and leaving 200 shares worth $17.4K. The position accounts for ﹤0.01% of the portfolio, ranked #1575.

Caption Management first reported a position in PFSI in Q3 2020 and has held it in 9 quarters since. The position peaked at $1.95M in Q3 2022. 230 funds tracked by Wall St. Rank hold PFSI as of Q2 2026.

Caption Management held 200 shares of PennyMac Financial worth $17.4K as of Q2 2026.
Caption Management sold 2,860 PennyMac Financial shares in Q2 2026, an estimated $249K.
PennyMac Financial made up ﹤0.01% of Caption Management's portfolio in Q2 2026, its #1575 holding.
Caption Management first reported a position in PennyMac Financial in Q3 2020 and has held it in 9 quarters since.
Caption Management's PennyMac Financial position peaked at $1.95M in Q3 2022.
230 funds tracked by Wall St. Rank held PennyMac Financial as of Q2 2026.

Based on Caption Management's 13F filing for Q2 2026, filed 14 Aug 2026.