Caption Management’s PennyMac Financial PFSI Stock Holding History

Caption Management’s Portfolio PFSI Stock Details PFSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-80,000	Closed	-$4.53M	–	1437
2022 Q4	$4.53M	Hold	80,000	–	–	0.07%	325
2022 Q3	$3.43M	Buy	+80,000	New	+$4.18M	0.05%	469
2022 Q1	–	Sell	-125,000	Closed	-$8.72M	–	1820
2021 Q4	$8.72M	Buy	125,000 +50,000	+67%	+$3.3M	0.1%	282
2021 Q3	$4.58M	Hold	75,000	–	–	0.05%	486
2021 Q2	$4.63M	Buy	+75,000	New	+$4.56M	0.06%	385
2021 Q1	–	Sell	-13,200	Closed	-$866K	–	1311
2020 Q4	$866K	Sell	13,200 -236,800	-95%	-$14.1M	0.02%	643
2020 Q3	$14.5M	Buy	250,000 +170,000	+213%	+$8.43M	0.34%	57
2020 Q2	$3.34M	Buy	+80,000	New	+$2.53M	0.11%	248

Other funds holding PFSI

MFN Partners Boston, Massachusetts $4.77B AUM 72.29% 1-Year Est. Return

T. Rowe Price Investment Management Baltimore, Maryland $145B AUM 22.78% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

DSC

Donald Smith & Co New York $5.56B AUM 47.13% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Caption Management's PFSI Position: Q1 2026 in Review

Caption Management held its PennyMac Financial (PFSI) position steady in Q1 2026 at 3,060 shares worth $267K. The position accounts for ﹤0.01% of the portfolio, ranked #1309.

Caption Management first reported a position in PFSI in Q3 2020 and has held it in 8 quarters since. The position peaked at $1.95M in Q3 2022. 231 funds tracked by Wall St. Rank hold PFSI as of Q1 2026.

Caption Management held 3,060 shares of PennyMac Financial worth $267K as of Q1 2026.
Caption Management left its PennyMac Financial share count unchanged in Q1 2026.
PennyMac Financial made up ﹤0.01% of Caption Management's portfolio in Q1 2026, its #1309 holding.
Caption Management first reported a position in PennyMac Financial in Q3 2020 and has held it in 8 quarters since.
Caption Management's PennyMac Financial position peaked at $1.95M in Q3 2022.
231 funds tracked by Wall St. Rank held PennyMac Financial as of Q1 2026.

Based on Caption Management's 13F filing for Q1 2026, filed 15 May 2026.