Pfenex Inc.
PFNX
PFNX was delisted on the 30th of September, 2020.
76 hedge funds and large institutions have $104M invested in Pfenex Inc. in 2017 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 23 reducing their positions, and 9 closing their positions.
35% more repeat investments, than reductions
Existing positions increased: 31 | Existing positions reduced: 23
33% more first-time investments, than exits
New positions opened: 12 | Existing positions closed: 9
4% less funds holding
Funds holding: 79 → 76 (-3)
37% less capital invested
Capital invested by funds: $164M → $104M (-$60M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BlackRock
New York
|
+$17.2M |
| 2 |
NI
Numeric Investors
Boston,
Massachusetts
|
+$2.12M |
| 3 |
Renaissance Technologies
New York
|
+$1.46M |
| 4 |
BCM
Bridgeway Capital Management
Houston,
Texas
|
+$1.14M |
| 5 |
OAM
Oxford Asset Management
Oxford,
United Kingdom
|
+$767K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Franklin Resources
San Mateo,
California
|
-$7.92M |
| 2 |
DA
DSC Advisors
Chicago,
Illinois
|
-$4.63M |
| 3 |
Marshall Wace
London,
United Kingdom
|
-$2.66M |
| 4 |
IGIM
I.G. Investment Management
Winnipeg,
Manitoba, Canada
|
-$862K |
| 5 |
GC
Globeflex Capital
San Diego,
California
|
-$662K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
Walleye Trading
New York
| $4 | -$36.1K | -4,800 | -87% |
|
|
DA
77
DSC Advisors
Chicago,
Illinois
| – | -$4.63M | -510,000 | Closed |
|
|
78
Marshall Wace
London,
United Kingdom
| – | -$2.66M | -293,183 | Closed |
|
|
IGIM
79
I.G. Investment Management
Winnipeg,
Manitoba, Canada
| – | -$862K | -95,051 | Closed |
|
|
WA
80
Wasatch Advisors
Salt Lake City,
Utah
| – | -$364K | -40,147 | Closed |
|
81
Invesco
Atlanta,
Georgia
| – | -$285K | -31,446 | Closed |
|
|
WCM
82
Wedge Capital Management
Charlotte,
North Carolina
| – | -$278K | -30,700 | Closed |
|
83
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$277K | -30,551 | Closed |
|
84
Prudential Financial
Newark,
New Jersey
| – | -$143K | -15,770 | Closed |
|
|
CCMH
85
Cornerstone Capital Management Holdings
New York
| – | -$35K | -3,900 | Closed |
|
PFNX Hedge Fund Activity: Q1 2017 in Review
76 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q1 2017, worth a combined $104M — down 37% from $164M a quarter earlier.
Buyers outnumbered sellers: 12 funds opened new PFNX positions and 9 closed out — a net gain of 3 holders — while 31 added to existing stakes and 23 trimmed.
The largest buyer was BlackRock, adding an estimated $17.2M. The largest seller was Franklin Resources, cutting an estimated $7.92M.
- 76 institutional investors held Pfenex Inc. (PFNX) as of Q1 2017, down from 79 in Q4 2016.
- Funds reported $104M of Pfenex Inc. stock for Q1 2017, down 37% quarter-over-quarter.
- 12 funds opened new Pfenex Inc. positions in Q1 2017 and 9 closed out, a net change of +3 holders.
- The largest Pfenex Inc. buyer in Q1 2017 was BlackRock, an estimated $17.2M added.
- The largest Pfenex Inc. seller in Q1 2017 was Franklin Resources, an estimated $7.92M sold.
Based on aggregated 13F filings for Q1 2017.