Pfenex Inc.
PFNX
PFNX was delisted on the 30th of September, 2020.
1 hedge funds and large institutions have $2.15M invested in Pfenex Inc. in 2020 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 1 increasing their positions, 0 reducing their positions, and 54 closing their positions.
98% less funds holding
Funds holding: 55 → 1 (-54)
99% less capital invested
Capital invested by funds: $301M → $2.15M (-$299M)
100% less funds holding in top 10
Funds holding in top 10: 2 → 0 (-2)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 54
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
IRAG
Investment Research & Advisory Group
Atlanta,
Georgia
|
+$318K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NM
Newtyn Management
New York
|
-$57.4M |
| 2 |
WAM
Weiss Asset Management
Boston,
Massachusetts
|
-$53.8M |
| 3 |
Primecap Management
Pasadena,
California
|
-$40.3M |
| 4 |
AAM
Alpine Associates Management
Palm Beach,
Florida
|
-$33M |
| 5 |
PWAM
Park West Asset Management
San Francisco,
California
|
-$17.4M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
US Bancorp
Minneapolis,
Minnesota
| – | -$11K | -866 | Closed |
|
|
HWM
52
HighMark Wealth Management
St. Paul,
Minnesota
| – | -$10K | -750 | Closed |
|
53
UBS Group
Zurich,
Switzerland
| – | -$4K | -328 | Closed |
|
54
Osaic Holdings
Scottsdale,
Arizona
| – | -$3K | -197 | Closed |
|
55
BNP Paribas Financial Markets
Paris,
France
| – | -$395 | -31 | Closed |
|
PFNX Hedge Fund Activity: Q4 2020 in Review
1 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q4 2020, worth a combined $2.15M — down 99% from $301M a quarter earlier.
Sellers outnumbered buyers: 54 funds closed out of PFNX and 0 opened new positions — a net loss of 54 holders — while 0 trimmed existing stakes and 1 added.
The largest buyer was Investment Research & Advisory Group, adding an estimated $318K. The largest seller was Newtyn Management, exiting entirely with an estimated $57.4M sold.
- 1 institutional investor held Pfenex Inc. (PFNX) as of Q4 2020, down from 55 in Q3 2020.
- Funds reported $2.15M of Pfenex Inc. stock for Q4 2020, down 99% quarter-over-quarter.
- 0 funds opened new Pfenex Inc. positions in Q4 2020 and 54 closed out, a net change of -54 holders.
- The largest Pfenex Inc. buyer in Q4 2020 was Investment Research & Advisory Group, an estimated $318K added.
- The largest Pfenex Inc. seller in Q4 2020 was Newtyn Management, an estimated $57.4M sold.
Based on aggregated 13F filings for Q4 2020.