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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$950K
LPL Financial
27
LPL Financial
California
$830K -$319K -26,508 -29%
TYCC
28
Texas Yale Capital Corp
Florida
$816K
KACA
29
Kayne Anderson Capital Advisors
California
$787K -$693K -57,500 -48%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$763K
Two Sigma Advisers
31
Two Sigma Advisers
New York
$748K -$46.3K -3,846 -6%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$692K +$17.7K +1,465 +3%
GIM
33
Greenwich Investment Management
Connecticut
$685K +$240K +19,902 +56%
YMRC
34
Yorktown Management & Research Company
Virginia
$682K -$36.1K -3,000 -5%
BCM
35
Boyle Capital Management
Iowa
$672K +$653K +54,169 New
D.E. Shaw & Co
36
D.E. Shaw & Co
New York
$668K -$208K -17,247 -24%
UBS AM
37
UBS AM
Illinois
$592K -$1.08M -89,714 -65%
OIA
38
Optimum Investment Advisors
Illinois
$526K -$35K -2,906 -6%
CA
39
Corrado Advisors
New Jersey
$472K +$6.75K +560 +1%
Wells Fargo
40
Wells Fargo
California
$394K +$106K +8,826 +38%
Stifel Financial
41
Stifel Financial
Missouri
$338K -$98.1K -8,140 -23%
BP
42
BBR Partners
New York
$325K
AWM
43
AllSquare Wealth Management
New York
$270K -$102K -8,500 -28%
Two Sigma Investments
44
Two Sigma Investments
New York
$267K -$148K -12,312 -36%
FAAS
45
First Allied Advisory Services
California
$256K -$11.1K -922 -4%
SCM
46
Silver Capital Management
New York
$207K
JP Morgan Chase
47
JP Morgan Chase
New York
$198K -$151K -12,532 -44%
SBIA
48
Sheaff Brock Investment Advisors
Indiana
$195K -$1.92K -159 -1%
Citigroup
49
Citigroup
New York
$174K -$23.3K -1,937 -12%
Goldman Sachs
50
Goldman Sachs
New York
$153K +$13.4K +1,112 +10%