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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$1.09M +$119K +10,655 +13%
MCM
27
McKinley Capital Management
Alaska
$1.05M +$200K +17,939 +25%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$896K
D.E. Shaw & Co
29
D.E. Shaw & Co
New York
$832K +$468K +42,035 +144%
FCH
30
Freestone Capital Holdings
Washington
$826K +$786K +70,599 New
TYCC
31
Texas Yale Capital Corp
Florida
$770K
Two Sigma Advisers
32
Two Sigma Advisers
New York
$750K -$291K -26,160 -29%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$720K +$511K +45,938 +294%
YMRC
34
Yorktown Management & Research Company
Virginia
$679K
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$635K -$458K -41,154 -43%
Millennium Management
36
Millennium Management
New York
$587K -$416K -37,365 -43%
OIA
37
Optimum Investment Advisors
Illinois
$530K -$20.7K -1,856 -4%
CG
38
Caprock Group
Idaho
$450K +$428K +38,470 New
CA
39
Corrado Advisors
New Jersey
$439K -$64.2K -5,767 -13%
Stifel Financial
40
Stifel Financial
Missouri
$415K -$33.7K -3,027 -8%
GIM
41
Greenwich Investment Management
Connecticut
$413K -$24.2K -2,175 -6%
Two Sigma Investments
42
Two Sigma Investments
New York
$396K -$746K -67,066 -66%
VFS
43
VSR Financial Services
Kansas
$370K
AWM
44
AllSquare Wealth Management
New York
$355K -$72.3K -6,500 -18%
JP Morgan Chase
45
JP Morgan Chase
New York
$334K +$111K +9,949 +54%
BP
46
BBR Partners
New York
$307K
Wells Fargo
47
Wells Fargo
California
$269K +$16.6K +1,489 +7%
FAAS
48
First Allied Advisory Services
California
$256K +$241K +21,693 New
SCM
49
Silver Capital Management
New York
$195K
SBIA
50
Sheaff Brock Investment Advisors
Indiana
$186K +$4.93K +443 +3%