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Penumbra

136 hedge funds and large institutions have $2.22B invested in Penumbra in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 62 increasing their positions, 41 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

51% more repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 41

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

3% more funds holding

Funds holding: 132136 (+4)

1.07% more ownership

Funds ownership: 71.61%72.69% (+1.1%)

5% more capital invested

Capital invested by funds: $2.11B → $2.22B (+$104M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $3.72M

Holders
136
Holders Change
+4
Holders Change %
+3.03%
% of All Funds
3.39%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
62
Reduced
41
Closed
8
Calls
Puts
$3.72M
Net Calls
-$3.72M
Net Calls Change
+$3.76M
Name Holding Trade Value Shares
Change
Change in
Stake
UBS AM
76
UBS AM
Illinois
$1.62M +$126K +1,464 +9%
D.E. Shaw & Co
77
D.E. Shaw & Co
New York
$1.55M -$601K -6,973 -29%
BG
78
Bellevue Group
Switzerland
$1.52M +$474K +5,500 +49%
SO
79
STRS Ohio
Ohio
$1.42M +$1.17M +13,600 +648%
MWM
80
Mission Wealth Management
California
$1.38M
RA
81
Royce & Associates
New York
$1.35M +$431K +5,000 +50%
Principal Financial Group
82
Principal Financial Group
Iowa
$1.28M -$18.8K -218 -2%
State Board of Administration of Florida Retirement System
83
State Board of Administration of Florida Retirement System
Florida
$1.26M +$62.9K +730 +6%
SCM
84
Suffolk Capital Management
New York
$1.26M -$354K -4,112 -23%
Stifel Financial
85
Stifel Financial
Missouri
$1.22M -$234K -2,713 -17%
VOYA Investment Management
86
VOYA Investment Management
Georgia
$1.22M
Legal & General Group
87
Legal & General Group
United Kingdom
$1.14M +$215K +2,497 +25%
AR
88
Advisory Research
Illinois
$1.12M -$1.3M -15,117 -55%
LTFS
89
Ladenburg Thalmann Financial Services
Florida
$1.07M -$41.8K -485 -4%
LCG
90
Lisanti Capital Growth
New York
$1.06M -$21.5K -250 -2%
Goldman Sachs
91
Goldman Sachs
New York
$1.06M +$378K +4,393 +60%
AQR Capital Management
92
AQR Capital Management
Connecticut
$1.03M -$111K -1,288 -10%
PNC Financial Services Group
93
PNC Financial Services Group
Pennsylvania
$875K -$354K -4,109 -30%
PIM
94
Partner Investment Management
California
$867K +$149K +1,727 +22%
PP
95
Paloma Partners
Connecticut
$794K -$254K -2,944 -25%
UBS Group
96
UBS Group
Switzerland
$771K +$79.4K +922 +12%
TD Asset Management
97
TD Asset Management
Ontario, Canada
$718K +$94.8K +1,100 +16%
LMIM
98
Lockheed Martin Investment Management
Maryland
$686K
RJA
99
Raymond James & Associates
Florida
$683K -$603 -7 -0.1%
Susquehanna International Group
100
Susquehanna International Group
Pennsylvania
$539K -$45.7K -530 -8%

PEN Hedge Fund Activity: Q3 2017 in Review

136 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2017, worth a combined $2.22B — up 4.9% from $2.11B a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PEN positions and 8 closed out — a net gain of 4 holders — while 62 added to existing stakes and 41 trimmed.

The largest buyer was Victory Capital Management, opening a new position worth an estimated $23.1M. The largest seller was Lord, Abbett & Co, cutting an estimated $38M.

  • 136 institutional investors held Penumbra (PEN) as of Q3 2017, up from 132 in Q2 2017.
  • Funds reported $2.22B of Penumbra stock for Q3 2017, up 4.9% quarter-over-quarter.
  • 12 funds opened new Penumbra positions in Q3 2017 and 8 closed out, a net change of +4 holders.
  • The largest Penumbra buyer in Q3 2017 was Victory Capital Management, an estimated $23.1M added.
  • The largest Penumbra seller in Q3 2017 was Lord, Abbett & Co, an estimated $38M sold.

Based on aggregated 13F filings for Q3 2017.