Advisory Research’s Penumbra PEN Stock Holding History

Advisory Research’s Portfolio PEN Stock Details PEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-10,570	Closed	-$1.46M	–	385
2018 Q2	$1.46M	Sell	10,570 -19,920	-65%	-$2.84M	0.02%	235
2018 Q1	$3.53M	Buy	30,490 +17,830	+141%	+$1.84M	0.06%	172
2017 Q4	$1.19M	Buy	12,660 +231	+2%	+$22.9K	0.02%	263
2017 Q3	$1.12M	Sell	12,429 -15,117	-55%	-$1.3M	0.02%	290
2017 Q2	$2.42M	Sell	27,546 -31,284	-53%	-$2.66M	0.04%	197
2017 Q1	$4.91M	Buy	58,830 +33,662	+134%	+$2.55M	0.07%	173
2016 Q4	$1.61M	Buy	+25,168	New	+$1.68M	0.02%	233

Other funds holding PEN

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PHS

PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Advisory Research's PEN Position: Q3 2018 in Review

Advisory Research sold out of Penumbra (PEN) in Q3 2018, closing a stake of 10,570 shares — an estimated $1.46M sold.

Advisory Research first reported a position in PEN in Q4 2016 and held it in 7 quarters. The position peaked at $4.91M in Q1 2017. 200 funds tracked by Wall St. Rank hold PEN as of Q3 2018.

Advisory Research reported no remaining Penumbra position as of Q3 2018 after selling out during the quarter.
Advisory Research sold 10,570 Penumbra shares in Q3 2018, an estimated $1.46M.
Advisory Research first reported a position in Penumbra in Q4 2016 and held it in 7 quarters.
Advisory Research's Penumbra position peaked at $4.91M in Q1 2017.
200 funds tracked by Wall St. Rank held Penumbra as of Q3 2018.

Based on Advisory Research's 13F filing for Q3 2018, filed 13 Nov 2018.