Royce & Associates’s Penumbra PEN Stock Holding History

Royce & Associates’s Portfolio PEN Stock Details PEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-12,000	Closed	-$2.33M	–	1027
2020 Q3	$2.33M	Hold	12,000	–	–	0.03%	654
2020 Q2	$2.15M	Sell	12,000 -5,000	-29%	-$868K	0.02%	654
2020 Q1	$2.74M	Hold	17,000	–	–	0.04%	519
2019 Q4	$2.79M	Hold	17,000	–	–	0.02%	629
2019 Q3	$2.29M	Hold	17,000	–	–	0.02%	680
2019 Q2	$2.72M	Hold	17,000	–	–	0.02%	650
2019 Q1	$2.5M	Hold	17,000	–	–	0.02%	676
2018 Q4	$2.08M	Hold	17,000	–	–	0.02%	720
2018 Q3	$2.54M	Hold	17,000	–	–	0.02%	783
2018 Q2	$2.35M	Sell	17,000 -7,000	-29%	-$997K	0.02%	795
2018 Q1	$2.78M	Buy	24,000 +3,000	+14%	+$310K	0.02%	765
2017 Q4	$1.98M	Buy	21,000 +6,000	+40%	+$595K	0.01%	852
2017 Q3	$1.35M	Buy	15,000 +5,000	+50%	+$431K	0.01%	898
2017 Q2	$878K	Hold	10,000	–	–	0.01%	991
2017 Q1	$835K	Buy	10,000 +9,000	+900%	+$681K	0.01%	1003
2016 Q4	$64K	Hold	1,000	–	–	﹤0.01%	1067
2016 Q3	$76K	Hold	1,000	–	–	﹤0.01%	1067
2016 Q2	$60K	Hold	1,000	–	–	﹤0.01%	1070
2016 Q1	$46K	Hold	1,000	–	–	﹤0.01%	1079
2015 Q4	$54K	Hold	1,000	–	–	﹤0.01%	1110
2015 Q3	$40K	Buy	+1,000	New	+$40.4K	﹤0.01%	1165

Other funds holding PEN

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

William Blair Investment Management Chicago, Illinois $33.3B AUM 44.76% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Royce & Associates's PEN Position: Q4 2020 in Review

Royce & Associates sold out of Penumbra (PEN) in Q4 2020, closing a stake of 12,000 shares — an estimated $2.33M sold.

Royce & Associates first reported a position in PEN in Q3 2015 and held it in 21 quarters. The position peaked at $2.79M in Q4 2019. 264 funds tracked by Wall St. Rank hold PEN as of Q4 2020.

Royce & Associates reported no remaining Penumbra position as of Q4 2020 after selling out during the quarter.
Royce & Associates sold 12,000 Penumbra shares in Q4 2020, an estimated $2.33M.
Royce & Associates first reported a position in Penumbra in Q3 2015 and held it in 21 quarters.
Royce & Associates's Penumbra position peaked at $2.79M in Q4 2019.
264 funds tracked by Wall St. Rank held Penumbra as of Q4 2020.

Based on Royce & Associates's 13F filing for Q4 2020, filed 8 Feb 2021.