Royce & Associates’s Penumbra PEN Stock Holding History

Royce & Associates’s Portfolio PEN Stock Details PEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-12,000	Closed	-$2.33M	–	1027
2020 Q3	$2.33M	Hold	12,000	–	–	0.03%	654
2020 Q2	$2.15M	Sell	12,000 -5,000	-29%	-$868K	0.02%	654
2020 Q1	$2.74M	Hold	17,000	–	–	0.04%	519
2019 Q4	$2.79M	Hold	17,000	–	–	0.02%	629
2019 Q3	$2.29M	Hold	17,000	–	–	0.02%	680
2019 Q2	$2.72M	Hold	17,000	–	–	0.02%	650
2019 Q1	$2.5M	Hold	17,000	–	–	0.02%	676
2018 Q4	$2.08M	Hold	17,000	–	–	0.02%	720
2018 Q3	$2.54M	Hold	17,000	–	–	0.02%	783
2018 Q2	$2.35M	Sell	17,000 -7,000	-29%	-$997K	0.02%	795
2018 Q1	$2.78M	Buy	24,000 +3,000	+14%	+$310K	0.02%	765
2017 Q4	$1.98M	Buy	21,000 +6,000	+40%	+$595K	0.01%	852
2017 Q3	$1.35M	Buy	15,000 +5,000	+50%	+$431K	0.01%	898
2017 Q2	$878K	Hold	10,000	–	–	0.01%	991
2017 Q1	$835K	Buy	10,000 +9,000	+900%	+$681K	0.01%	1003
2016 Q4	$64K	Hold	1,000	–	–	﹤0.01%	1067
2016 Q3	$76K	Hold	1,000	–	–	﹤0.01%	1067
2016 Q2	$60K	Hold	1,000	–	–	﹤0.01%	1070
2016 Q1	$46K	Hold	1,000	–	–	﹤0.01%	1079
2015 Q4	$54K	Hold	1,000	–	–	﹤0.01%	1110
2015 Q3	$40K	Buy	+1,000	New	+$40.4K	﹤0.01%	1165

Other funds holding PEN

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Capital Research Global Investors

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

William Blair Investment Management

William Blair Investment Management Chicago, Illinois $30.3B AUM 33.75% 1-Year Est. Return

Baillie Gifford & Co

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

ClearBridge Investments

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return