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Oxford Square Capital

85 hedge funds and large institutions have $56M invested in Oxford Square Capital in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 22 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

7,200% more call options, than puts

Call options by funds: $219K | Put options by funds: $3K

9% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 11

1% less capital invested

Capital invested by funds: $56.8M → $56M (-$801K)

1.53% less ownership

Funds ownership: 17.41%15.89% (-1.5%)

2% less funds holding

Funds holding: 8785 (-2)

27% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 30

Holders
85
Holders Change
-2
Holders Change %
-2.3%
% of All Funds
2.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
22
Reduced
30
Closed
11
Calls
$219K
Puts
$3K
Net Calls
+$216K
Net Calls Change
+$90K
Name Holding Trade Value Shares
Change
Change in
Stake
SBIA
51
Sheaff Brock Investment Advisors
Indiana
$133K -$12.4K -1,850 -9%
SWP
52
Stratos Wealth Partners
Ohio
$123K +$43.6K +6,500 +57%
SRC
53
Shufro Rose & Co
New York
$116K
ED
54
Exane Derivatives
France
$108K -$342 -51 -0.3%
TJHA
55
Thomas J. Herzfeld Advisors
Florida
$105K
WS
56
Wedbush Securities
California
$103K -$10.1K -1,500 -9%
NCCM
57
Nine Chapters Capital Management
New Jersey
$103K +$101K +15,000 New
IA
58
IFP Advisors
Florida
$86K -$30.9K -4,600 -27%
RJFSA
59
Raymond James Financial Services Advisors
Florida
$86K -$906 -135 -1%
AIM
60
Advantage Investment Management
Iowa
$85K +$36.5K +5,448 +78%
Stifel Financial
61
Stifel Financial
Missouri
$80K +$78.6K +11,719 New
Citadel Advisors
62
Citadel Advisors
Florida
$73K +$71.5K +10,654 New
SPC
63
Sigma Planning Corp
Michigan
$70K -$3.35K -500 -5%
PCM
64
Prelude Capital Management
New York
$62K +$35.6K +5,300 +143%
CPA
65
Cowen Prime Advisors
New York
$52K
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
$42K
SIC
67
Salem Investment Counselors
North Carolina
$29K
AG
68
Advisor Group
Arizona
$27K +$309 +46 +1%
Northwestern Mutual Wealth Management
69
Northwestern Mutual Wealth Management
Wisconsin
$19K -$126K -18,788 -87%
MFW
70
Mosaic Family Wealth
Missouri
$15K
Manulife (Manufacturers Life Insurance)
71
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$13K
LTFS
72
Ladenburg Thalmann Financial Services
Florida
$12K
WA
73
WealthTrust-Arizona
Arizona
$12K +$335 +50 +3%
Citigroup
74
Citigroup
New York
$10K +$5.42K +808 +120%
TRCT
75
Tower Research Capital (TRC)
New York
$8K -$1.76K -262 -18%

OXSQ Hedge Fund Activity: Q3 2017 in Review

85 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q3 2017, worth a combined $56M — down 1.4% from $56.8M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new OXSQ positions and 11 closed out — a net gain of 1 holder — while 22 added to existing stakes and 30 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $1.35M. The largest seller was Muzinich & Co, exiting entirely with an estimated $4.35M sold.

  • 85 institutional investors held Oxford Square Capital (OXSQ) as of Q3 2017, down from 87 in Q2 2017.
  • Funds reported $56M of Oxford Square Capital stock for Q3 2017, down 1.4% quarter-over-quarter.
  • 12 funds opened new Oxford Square Capital positions in Q3 2017 and 11 closed out, a net change of +1 holder.
  • The largest Oxford Square Capital buyer in Q3 2017 was Arrowstreet Capital, an estimated $1.35M added.
  • The largest Oxford Square Capital seller in Q3 2017 was Muzinich & Co, an estimated $4.35M sold.

Based on aggregated 13F filings for Q3 2017.