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Oxford Square Capital

117 hedge funds and large institutions have $151M invested in Oxford Square Capital in 2014 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 39 increasing their positions, 32 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

485% more call options, than puts

Call options by funds: $1.2M | Put options by funds: $205K

22% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 32

6% less funds holding

Funds holding: 125117 (-8)

13% less capital invested

Capital invested by funds: $174M → $151M (-$23.4M)

24% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 33

Holders
117
Holders Change
-8
Holders Change %
-6.4%
% of All Funds
3.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
25
Increased
39
Reduced
32
Closed
33
Calls
$1.2M
Puts
$205K
Net Calls
+$994K
Net Calls Change
+$974K
Name Holding Trade Value Shares
Change
Change in
Stake
DnB Asset Management
51
DnB Asset Management
Norway
$387K +$375K +39,047 New
Janney Montgomery Scott
52
Janney Montgomery Scott
Pennsylvania
$382K +$4.16K +433 +1%
SI
53
Stephens Inc
Arkansas
$377K
DC
54
Davenport & Co
Virginia
$377K +$28.4K +2,955 +8%
Jane Street
55
Jane Street
New York
$360K +$184K +19,112 +111%
MERSOM
56
Municipal Employees' Retirement System of Michigan
Michigan
$353K
Prudential Financial
57
Prudential Financial
New Jersey
$340K -$210K -21,885 -39%
OIA
58
Optimum Investment Advisors
Illinois
$324K +$1.54K +160 +0.5%
Marshall Wace
59
Marshall Wace
United Kingdom
$313K +$304K +31,600 New
Allianz Asset Management
60
Allianz Asset Management
Germany
$310K +$301K +31,358 New
AGM
61
Alpine Global Management
New York
$306K +$297K +30,873 New
AL
62
Airain Ltd
Guernsey
$293K -$29.4K -3,056 -9%
SFG
63
Sather Financial Group
Texas
$287K
PP
64
PDT Partners
New York
$287K +$279K +29,000 New
GCM
65
Glaxis Capital Management
Florida
$248K +$48K +5,000 +25%
Nomura Holdings
66
Nomura Holdings
Japan
$233K +$227K +23,650 New
JG
67
Jefferies Group
New York
$228K +$221K +23,015 New
FFA
68
First Foundation Advisors
California
$224K +$24K +2,500 +12%
Commonwealth Equity Services
69
Commonwealth Equity Services
Massachusetts
$219K +$53.8K +5,598 +34%
KFS
70
KMS Financial Services
Washington
$213K -$39.3K -4,094 -16%
D.E. Shaw & Co
71
D.E. Shaw & Co
New York
$202K +$196K +20,382 New
AIM
72
Allen Investment Management
New York
$200K -$276K -28,677 -59%
PAM
73
Princeton Alpha Management
New Jersey
$196K +$190K +19,766 New
OC
74
Oppenheimer & Co
New York
$185K -$26.9K -2,800 -13%
CHAM
75
Clear Harbor Asset Management
Connecticut
$172K -$425K -44,180 -72%

OXSQ Hedge Fund Activity: Q2 2014 in Review

117 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q2 2014, worth a combined $151M — down 13% from $174M a quarter earlier.

Sellers outnumbered buyers: 33 funds closed out of OXSQ and 25 opened new positions — a net loss of 8 holders — while 32 trimmed existing stakes and 39 added.

The largest buyer was UBS, adding an estimated $4.12M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $14.4M sold.

  • 117 institutional investors held Oxford Square Capital (OXSQ) as of Q2 2014, down from 125 in Q1 2014.
  • Funds reported $151M of Oxford Square Capital stock for Q2 2014, down 13% quarter-over-quarter.
  • 25 funds opened new Oxford Square Capital positions in Q2 2014 and 33 closed out, a net change of -8 holders.
  • The largest Oxford Square Capital buyer in Q2 2014 was UBS, an estimated $4.12M added.
  • The largest Oxford Square Capital seller in Q2 2014 was BlackRock Fund Advisors, an estimated $14.4M sold.

Based on aggregated 13F filings for Q2 2014.