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Oxford Square Capital

109 hedge funds and large institutions have $151M invested in Oxford Square Capital in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more call options, than puts

Call options by funds: $1.63M | Put options by funds: $882K

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

31% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 13

4% more funds holding

Funds holding: 105109 (+4)

1% less capital invested

Capital invested by funds: $152M → $151M (-$822K)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
109
Holders Change
+4
Holders Change %
+3.81%
% of All Funds
3.53%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
17
Increased
44
Reduced
27
Closed
13
Calls
$1.63M
Puts
$882K
Net Calls
+$748K
Net Calls Change
+$1.33M
Name Holding Trade Value Shares
Change
Change in
Stake
Legal & General Group
51
Legal & General Group
United Kingdom
$367K +$62.8K +6,392 +20%
VKH
52
Virtu KCG Holdings
New York
$363K +$365K +37,189 New
State Board of Administration of Florida Retirement System
53
State Board of Administration of Florida Retirement System
Florida
$358K +$8.85K +901 +3%
SG Americas Securities
54
SG Americas Securities
New York
$350K +$83.1K +8,461 +31%
PAS
55
Partnervest Advisory Services
California
$348K +$351K +35,749 New
DnB Asset Management
56
DnB Asset Management
Norway
$346K +$982 +100 +0.3%
ProShare Advisors
57
ProShare Advisors
Maryland
$325K -$1.86K -189 -0.6%
OIA
58
Optimum Investment Advisors
Illinois
$315K +$318K +32,350 New
SCM
59
Sterling Capital Management
North Carolina
$314K +$316K +32,215 New
Geode Capital Management
60
Geode Capital Management
Massachusetts
$313K +$68.2K +6,951 +28%
VOYA Investment Management
61
VOYA Investment Management
Georgia
$290K
KFS
62
KMS Financial Services
Washington
$286K
SFG
63
Sather Financial Group
Texas
$282K
Janney Montgomery Scott
64
Janney Montgomery Scott
Pennsylvania
$271K +$12.8K +1,300 +5%
AIM
65
Allen Investment Management
New York
$254K +$61.2K +6,236 +31%
BA
66
BlackRock Advisors
Delaware
$238K +$3.37K +343 +1%
RFC
67
Russell Frank Company
Washington
$214K -$836K -85,145 -79%
SI
68
Stephens Inc
Arkansas
$207K +$3.12K +318 +2%
BRWA
69
B. Riley Wealth Advisors
Florida
$203K -$49.3K -5,019 -19%
Citigroup
70
Citigroup
New York
$182K -$129K -13,189 -41%
LTFS
71
Ladenburg Thalmann Financial Services
Florida
$178K -$20.1K -2,044 -10%
SNC
72
Stifel Nicolaus & Co
Missouri
$178K -$103K -10,500 -37%
SRC
73
Shufro Rose & Co
New York
$160K
RJT
74
Raymond James Trust
Florida
$150K +$50.1K +5,100 +49%
OC
75
Oppenheimer & Co
New York
$146K

OXSQ Hedge Fund Activity: Q3 2013 in Review

109 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q3 2013, worth a combined $151M — down 0.54% from $152M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new OXSQ positions and 13 closed out — a net gain of 4 holders — while 44 added to existing stakes and 27 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.91M. The largest seller was Blackthorn Investment Group, exiting entirely with an estimated $7.41M sold.

  • 109 institutional investors held Oxford Square Capital (OXSQ) as of Q3 2013, up from 105 in Q2 2013.
  • Funds reported $151M of Oxford Square Capital stock for Q3 2013, down 0.54% quarter-over-quarter.
  • 17 funds opened new Oxford Square Capital positions in Q3 2013 and 13 closed out, a net change of +4 holders.
  • The largest Oxford Square Capital buyer in Q3 2013 was Advisors Asset Management, an estimated $2.91M added.
  • The largest Oxford Square Capital seller in Q3 2013 was Blackthorn Investment Group, an estimated $7.41M sold.

Based on aggregated 13F filings for Q3 2013.