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OFS Capital
OFS

35 hedge funds and large institutions have $27.9M invested in OFS Capital in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.01% less ownership

Funds ownership: 19.96% → 17.95% (-2%)

3% less funds holding

Funds holding: 36 → 35 (-1)

13% less capital invested

Capital invested by funds: $32M → $27.9M (-$4.14M)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

Holders
35
Holders Change
-1
Holders Change %
-2.78%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
VEA
Virtus ETF Advisers
New York
+$271K
2
CAM
Concorde Asset Management
Michigan
+$218K
3
OAM
Oxford Asset Management
United Kingdom
+$185K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$126K
5
JP Morgan Chase
JP Morgan Chase
New York
+$85.3K

Top Sellers

Rank Fund Capital Flow
1
MC
Muzinich & Co
New York
-$1.03M
2
WSL
Western Standard LLC
California
-$834K
3
LTFS
Ladenburg Thalmann Financial Services
Florida
-$348K
4
Russell Investments Group
Russell Investments Group
United Kingdom
-$306K
5
BTS
BB&T Securities
Virginia
-$303K
Name Holding Trade Value Shares
Change 		Change in
Stake
AF
26
Advisornet Financial
Minnesota
$32K +$32.1K +2,793 New
US Bancorp
27
US Bancorp
Minnesota
$27K – – –
Victory Capital Management
28
Victory Capital Management
Texas
$22K +$21.6K +1,876 New
AG
29
Advisor Group
Arizona
$8K -$47.2K -4,107 -85%
CFA
30
Carroll Financial Associates
North Carolina
$8K +$8.04K +700 New
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$7K +$5.75K +500 +495%
VFA
32
Valeo Financial Advisors
Indiana
$6K +$172 +15 +3%
APA
33
American Portfolios Advisors
New York
$5.8K – – –
QCIG
34
Quad-Cities Investment Group
Iowa
$5K +$3.45K +300 +150%
RIA
35
Realta Investment Advisors
Delaware
$3K – – –
MC
36
Muzinich & Co
New York
– -$1.03M -85,993 Closed
YCM
37
Yakira Capital Management
Connecticut
– -$278K -23,170 Closed
LPL Financial
38
LPL Financial
California
– -$186K -15,460 Closed
ACI
39
AMP Capital Investors
Australia
– -$144K -12,000 Closed
TRCT
40
Tower Research Capital (TRC)
New York
– -$28K -2,277 Closed
AP
41
Arlington Partners
Alabama
– -$14K -1,130 Closed
1
2

OFS Hedge Fund Activity: Q3 2019 in Review

35 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q3 2019, worth a combined $27.9M — down 13% from $32M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of OFS and 5 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 10 added.

The largest buyer was Virtus ETF Advisers, adding an estimated $271K. The largest seller was Muzinich & Co, exiting entirely with an estimated $1.03M sold.

  • 35 institutional investors held OFS Capital (OFS) as of Q3 2019, down from 36 in Q2 2019.
  • Funds reported $27.9M of OFS Capital stock for Q3 2019, down 13% quarter-over-quarter.
  • 5 funds opened new OFS Capital positions in Q3 2019 and 6 closed out, a net change of -1 holder.
  • The largest OFS Capital buyer in Q3 2019 was Virtus ETF Advisers, an estimated $271K added.
  • The largest OFS Capital seller in Q3 2019 was Muzinich & Co, an estimated $1.03M sold.

Based on aggregated 13F filings for Q3 2019.