OFS Capital
20 hedge funds and large institutions have $19.9M invested in OFS Capital in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 11 closing their positions.
14% more repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 7
5% less capital invested
Capital invested by funds: $21M → $19.9M (-$1.01M)
33% less funds holding
Funds holding: 30 → 20 (-10)
82% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 11
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HCS
Harvest Capital Strategies
San Francisco,
California
|
+$644K |
| 2 |
U
UBS
Zurich,
Switzerland
|
+$595K |
| 3 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
+$377K |
| 4 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$343K |
| 5 |
WRM
Westport Resources Management
Westport,
Connecticut
|
+$77.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$1.54M |
| 2 |
Northern Trust
Chicago,
Illinois
|
-$777K |
| 3 |
PP
Paloma Partners
Greenwich,
Connecticut
|
-$345K |
| 4 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$219K |
| 5 |
CI
Cowen Inc
New York
|
-$202K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Bank of America
Charlotte,
North Carolina
| – | -$185K | -15,558 | Closed |
|
27
Jane Street
New York
| – | -$148K | -12,439 | Closed |
|
|
LMF
28
LMR Master Fund
Grand Cayman,
Cayman Islands
| – | -$120K | -10,094 | Closed |
|
|
AIG
29
American International Group
New York
| – | -$54.6K | -4,592 | Closed |
|
|
NFA
30
Nationwide Fund Advisors
Columbus,
Ohio
| – | -$35K | -2,931 | Closed |
|
31
Wells Fargo
San Francisco,
California
| – | +$12 | +1 | New |
|
OFS Hedge Fund Activity: Q3 2013 in Review
20 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q3 2013, worth a combined $19.9M — down 4.8% from $21M a quarter earlier.
Sellers outnumbered buyers: 11 funds closed out of OFS and 2 opened new positions — a net loss of 9 holders — while 7 trimmed existing stakes and 8 added.
The largest buyer was Harvest Capital Strategies, adding an estimated $644K. The largest seller was Morgan Stanley, exiting entirely with an estimated $1.54M sold.
- 20 institutional investors held OFS Capital (OFS) as of Q3 2013, down from 30 in Q2 2013.
- Funds reported $19.9M of OFS Capital stock for Q3 2013, down 4.8% quarter-over-quarter.
- 2 funds opened new OFS Capital positions in Q3 2013 and 11 closed out, a net change of -9 holders.
- The largest OFS Capital buyer in Q3 2013 was Harvest Capital Strategies, an estimated $644K added.
- The largest OFS Capital seller in Q3 2013 was Morgan Stanley, an estimated $1.54M sold.
Based on aggregated 13F filings for Q3 2013.