UBS’s OFS Capital OFS Stock Holding History

UBS’s Portfolio OFS Stock Details OFS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$5.95M	Sell	492,550 -25,956	-5%	-$328K	﹤0.01%	1865
2014 Q2	$6.74M	Buy	518,506 +96,061	+23%	+$1.22M	0.01%	1689
2014 Q1	$5.29M	Buy	422,445 +66,203	+19%	+$844K	﹤0.01%	1812
2013 Q4	$4.57M	Buy	356,242 +55,968	+19%	+$684K	﹤0.01%	1947
2013 Q3	$3.8M	Buy	300,274 +49,259	+20%	+$595K	﹤0.01%	1961
2013 Q2	$2.99M	Buy	+251,015	New	+$3.2M	﹤0.01%	2101

Other funds holding OFS

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

HCS

Harvest Capital Strategies San Francisco, California $73.7M AUM 7.47% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

CCM

Corsair Capital Management New York $673M AUM 109.99% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

PWP

Private Wealth Partners Mill Valley, California $1.4B AUM 36.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WRM

Westport Resources Management Westport, Connecticut $138M AUM 14.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS's OFS Position: Q3 2014 in Review

UBS reduced its OFS Capital (OFS) stake by 5% in Q3 2014, selling an estimated $328K and leaving 492,550 shares worth $5.95M. The position accounts for ﹤0.01% of the portfolio, ranked #1865.

UBS first reported a position in OFS in Q2 2013 and has held it in 6 quarters since. The position peaked at $6.74M in Q2 2014. 20 funds tracked by Wall St. Rank hold OFS as of Q3 2014.

UBS held 492,550 shares of OFS Capital worth $5.95M as of Q3 2014.
UBS sold 25,956 OFS Capital shares in Q3 2014, an estimated $328K.
OFS Capital made up ﹤0.01% of UBS's portfolio in Q3 2014, its #1865 holding.
UBS first reported a position in OFS Capital in Q2 2013 and has held it in 6 quarters since.
UBS's OFS Capital position peaked at $6.74M in Q2 2014.
20 funds tracked by Wall St. Rank held OFS Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.