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Novartis

926 hedge funds and large institutions have $20B invested in Novartis in 2015 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 335 increasing their positions, 330 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 69

2% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 330

0% more funds holding

Funds holding: 925926 (+1)

0.03% less ownership

Funds ownership: 9.81%9.78% (-0.03%)

6% less capital invested

Capital invested by funds: $21.4B → $20B (-$1.38B)

29% less call options, than puts

Call options by funds: $35.2M | Put options by funds: $49.4M

29% less funds holding in top 10

Funds holding in top 10: 5942 (-17)

Holders
926
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
24.29%
Holding in Top 10
42
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.81%
% of All Funds
1.1%
New
83
Increased
335
Reduced
330
Closed
69
Calls
$35.2M
Puts
$49.4M
Net Calls
-$14.2M
Net Calls Change
-$12.9M
Name Holding Trade Value Shares
Change
Change in
Stake
GC
201
Grimes & Company
Massachusetts
$7.08M +$7.15K +90 +0.1%
ACM
202
Advisors Capital Management
New Jersey
$7.02M +$1.38M +17,406 +24%
TI
203
Turner Investments
Pennsylvania
$6.98M +$5.19M +65,308 +259%
BCB
204
Brian C. Broderick
$6.96M -$9.53K -120 -0.1%
SWK
205
Stephen W. Kidder
$6.95M +$755K +9,503 +12%
TCT
206
TIAA CREF Trust
Missouri
$6.92M -$566K -7,121 -7%
CCT
207
Country Club Trust
Missouri
$6.92M -$81.6K -1,027 -1%
Baird Financial Group
208
Baird Financial Group
Wisconsin
$6.75M -$130K -1,632 -2%
PA
209
Pinnacle Associates
New York
$6.71M -$280K -3,527 -4%
Susquehanna International Group
210
Susquehanna International Group
Pennsylvania
$6.66M +$5.41M +68,157 +375%
SCM
211
Salem Capital Management
Massachusetts
$6.56M
WIC
212
Wilkins Investment Counsel
Massachusetts
$6.47M -$55.4K -698 -0.8%
FM
213
Forward Management
California
$6.46M -$488K -6,147 -7%
AssetMark Inc
214
AssetMark Inc
California
$6.42M +$1.73M +21,774 +35%
Janney Montgomery Scott
215
Janney Montgomery Scott
Pennsylvania
$6.28M -$651K -8,194 -9%
OWD
216
Osborn Williams & Donohoe
Ohio
$6.2M +$147K +1,847 +2%
TCOV
217
Trust Company of Vermont
Vermont
$6.19M +$145K +1,828 +2%
VCM
218
Vigilant Capital Management
Maine
$6.17M +$188K +2,366 +3%
Capital Fund Management (CFM)
219
Capital Fund Management (CFM)
France
$6.06M +$6.25M +78,655 New
CRB
220
Chad R. Baker
$5.99M +$6.17M +77,635 New
GJIC
221
Gamble Jones Investment Counsel
California
$5.95M -$194K -2,442 -3%
CCFCSB
222
Cape Cod Five Cents Savings Bank
Massachusetts
$5.95M +$315K +3,965 +5%
Twin Tree Management
223
Twin Tree Management
Texas
$5.86M +$1.89M +23,729 +45%
Janus Henderson Group
224
Janus Henderson Group
United Kingdom
$5.76M
JFL
225
Jarislowsky, Fraser Ltd
Quebec, Canada
$5.72M +$137K +1,722 +2%

NVS Hedge Fund Activity: Q4 2015 in Review

926 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2015, worth a combined $20B — down 6.5% from $21.4B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 69 closed out — a net gain of 14 holders — while 335 added to existing stakes and 330 trimmed.

The largest buyer was Franklin Resources, adding an estimated $244M. The largest seller was Arrowstreet Capital, cutting an estimated $75.1M.

  • 926 institutional investors held Novartis (NVS) as of Q4 2015, up from 925 in Q3 2015.
  • Funds reported $20B of Novartis stock for Q4 2015, down 6.5% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q4 2015 and 69 closed out, a net change of +14 holders.
  • The largest Novartis buyer in Q4 2015 was Franklin Resources, an estimated $244M added.
  • The largest Novartis seller in Q4 2015 was Arrowstreet Capital, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2015.