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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
LI
201
LMCG Investments
Massachusetts
$7.53M
CCT
202
Country Club Trust
Missouri
$7.47M +$783K +8,795 +11%
PA
203
Pinnacle Associates
New York
$7.46M -$218K -2,449 -3%
BCB
204
Brian C. Broderick
$7.45M +$18.9K +212 +0.2%
AIP
205
ARS Investment Partners
New York
$7.44M +$95.3K +1,071 +1%
PSUF
206
People's United Financial
Connecticut
$7.41M +$1.27M +14,265 +19%
FM
207
Forward Management
California
$7.41M -$2.47M -27,781 -24%
CIM
208
Confluence Investment Management
Missouri
$7.38M -$29K -326 -0.4%
Janney Montgomery Scott
209
Janney Montgomery Scott
Pennsylvania
$7.38M +$617K +6,936 +8%
Baird Financial Group
210
Baird Financial Group
Wisconsin
$7.34M +$635K +7,134 +9%
PIM
211
Perkins Investment Management
Illinois
$7.22M -$1.47M -16,514 -11%
VW
212
Vantage Wealth
California
$7.18M +$274K +3,080 +4%
ZAM
213
Zevin Asset Management
Massachusetts
$7.05M -$38.8K -436 -0.5%
TRSOTSOK
214
Teachers Retirement System of the State of Kentucky
Kentucky
$7.02M -$6.95M -78,120 -48%
SCM
215
Salem Capital Management
Massachusetts
$7M -$353K -3,964 -4%
WIC
216
Wilkins Investment Counsel
Massachusetts
$6.97M -$11.5K -129 -0.2%
HNB
217
Huntington National Bank
Ohio
$6.72M -$347K -3,894 -5%
OC
218
Oppenheimer & Co
New York
$6.68M -$159K -1,789 -2%
BCM
219
Buckhead Capital Management
Georgia
$6.66M -$69.5K -781 -1%
SWK
220
Stephen W. Kidder
$6.65M -$4K -45 -0.1%
GJIC
221
Gamble Jones Investment Counsel
California
$6.56M -$504K -5,667 -7%
PAM
222
Private Asset Management
California
$6.56M -$189K -2,121 -3%
EA
223
Euclid Advisors
Connecticut
$6.53M +$466K +5,240 +7%
TCOV
224
Trust Company of Vermont
Vermont
$6.47M +$41.9K +471 +0.6%
CTA
225
Chesley Taft & Associates
Illinois
$6.46M +$9.17K +103 +0.1%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.