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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
HCM
201
Hilton Capital Management
New York
$8.03M +$8.02M +96,735 New
CCM
202
Cohen Capital Management
California
$8.01M
MIS
203
Morningstar Investment Services
Illinois
$7.9M +$1.1M +13,236 +16%
TD Asset Management
204
TD Asset Management
Ontario, Canada
$7.86M +$2.96M +35,729 +61%
PFC
205
Phocas Financial Corp
California
$7.74M -$217K -2,616 -3%
GC
206
Grimes & Company
Massachusetts
$7.71M -$68.7K -829 -0.9%
AAMU
207
Amundi Asset Management US
Massachusetts
$7.68M -$329K -3,973 -4%
AC
208
AFAM Capital
Texas
$7.68M -$133K -1,601 -2%
Jones Financial Companies
209
Jones Financial Companies
Missouri
$7.68M +$127K +1,536 +2%
MCM
210
Marsico Capital Management
Colorado
$7.62M +$7.6M +91,733 New
LI
211
LMCG Investments
Massachusetts
$7.61M -$20.8K -251 -0.3%
SCM
212
Salem Capital Management
Massachusetts
$7.57M -$185K -2,232 -2%
BCM
213
Buckhead Capital Management
Georgia
$7.56M +$8.54K +103 +0.1%
BCB
214
Brian C. Broderick
$7.54M +$502K +6,054 +7%
SSB
215
Sandy Spring Bank
Maryland
$7.51M -$20.6K -249 -0.3%
PA
216
Pinnacle Associates
New York
$7.45M -$20.3K -245 -0.3%
CIM
217
Corda Investment Management
Texas
$7.42M -$72.1K -870 -1%
GJIC
218
Gamble Jones Investment Counsel
California
$7.39M -$114K -1,378 -2%
First Trust Advisors
219
First Trust Advisors
Illinois
$7.37M +$1.2M +14,421 +19%
B
220
Baird
Wisconsin
$7.29M -$555K -6,697 -7%
PAM
221
Private Asset Management
California
$7.28M -$60.2K -726 -0.8%
CCT
222
Country Club Trust
Missouri
$7.26M +$271K +3,266 +4%
WIC
223
Wilkins Investment Counsel
Massachusetts
$7.18M -$46.3K -558 -0.6%
CAM
224
Capstone Asset Management
Texas
$7.12M +$1.3M +15,724 +22%
ADMI
225
Albert D. Mason Inc
Massachusetts
$6.98M +$20.4K +246 +0.3%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.