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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
BCM
201
Buckhead Capital Management
Georgia
$7.66M -$1.19M -15,105 -14%
AC
202
AFAM Capital
Texas
$7.6M -$108K -1,376 -1%
SSB
203
Sandy Spring Bank
Maryland
$7.52M -$139K -1,772 -2%
MA
204
MUFG Americas
New York
$7.46M +$243K +3,091 +3%
LI
205
LMCG Investments
Massachusetts
$7.43M +$14.2K +181 +0.2%
CIM
206
Corda Investment Management
Texas
$7.39M -$89.9K -1,143 -1%
GC
207
Grace Capital
Massachusetts
$7.28M +$5.14M +65,364 +268%
GJIC
208
Gamble Jones Investment Counsel
California
$7.26M -$210K -2,667 -3%
JGUA
209
John G. Ullman & Associates
New York
$7.26M -$132K -1,674 -2%
PAM
210
Private Asset Management
California
$7.21M -$105K -1,334 -1%
PA
211
Pinnacle Associates
New York
$7.19M -$186K -2,366 -3%
WIC
212
Wilkins Investment Counsel
Massachusetts
$7.11M +$17.5K +223 +0.3%
RIM
213
RS Investment Management
California
$6.95M +$17.6K +224 +0.3%
Jones Financial Companies
214
Jones Financial Companies
Missouri
$6.89M +$138K +1,749 +2%
CCT
215
Country Club Trust
Missouri
$6.89M -$134K -1,703 -2%
BCB
216
Brian C. Broderick
$6.82M +$194K +2,461 +3%
EAM
217
EverPoint Asset Management
Connecticut
$6.79M +$6.58M +83,700 New
ADMI
218
Albert D. Mason Inc
Massachusetts
$6.76M -$1.83M -23,246 -22%
CTA
219
Chesley Taft & Associates
Illinois
$6.54M +$181K +2,299 +3%
OWD
220
Osborn Williams & Donohoe
Ohio
$6.52M -$7.47K -95 -0.1%
B
221
Baird
Wisconsin
$6.46M -$2.36K -30 -0%
PSUF
222
People's United Financial
Connecticut
$6.46M +$830K +10,548 +15%
MSA
223
Mason Street Advisors
Wisconsin
$6.46M
TD Asset Management
224
TD Asset Management
Ontario, Canada
$6.45M -$1.38M -17,542 -18%
MAM
225
Mastrapasqua Asset Management
Tennessee
$6.44M +$128K +1,623 +2%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.