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Novartis
NVS

Overview Fund Activity

761 hedge funds and large institutions have $18.7B invested in Novartis in 2013 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 282 increasing their positions, 294 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
761
Holders Change
-2
Holders Change %
-0.26%
% of All Funds
24.68%
Holding in Top 10
55
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+1.85%
% of All Funds
1.78%
New
53
Increased
282
Reduced
294
Closed
47
Calls
$102M
Puts
$79.7M
Net Calls
+$22.5M
Net Calls Change
-$15.5M

Top Buyers

1
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
$154M
2
EAM
Edge Asset Management
Washington
$134M
3
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$155M
4
Renaissance Technologies
Renaissance Technologies
New York
$32.5M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$105M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$148M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$20M
3
Neuberger Berman Group
Neuberger Berman Group
New York
$459M
4
Invesco
Invesco
Georgia
$288M
5
Two Sigma Investments
Two Sigma Investments
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BA
201
BlackRock Advisors
Delaware
$6.88M – – –
TAM
202
Trillium Asset Management
Massachusetts
$6.85M -$1.85M -26,912 -21%
JGUA
203
John G. Ullman & Associates
New York
$6.8M -$931K -13,550 -12%
AIP
204
ARS Investment Partners
New York
$6.78M -$463K -6,735 -6%
GJIC
205
Gamble Jones Investment Counsel
California
$6.69M -$206K -3,002 -3%
SGAM
206
Steinberg Global Asset Management
Florida
$6.67M +$1.54M +22,376 +30%
CCM
207
Cohen Capital Management
California
$6.63M -$104K -1,518 -2%
CIM
208
Corda Investment Management
Texas
$6.57M -$82.2K -1,196 -1%
AAMU
209
Amundi Asset Management US
Massachusetts
$6.55M – – –
VW
210
Vantage Wealth
California
$6.51M -$57.5K -837 -0.9%
AT
211
Acadia Trust
Maine
$6.47M -$19.4K -282 -0.3%
AC
212
AFAM Capital
Texas
$6.41M +$7.84K +114 +0.1%
CCM
213
Chilton Capital Management
Texas
$6.32M -$57.3K -833 -0.9%
LI
214
LMCG Investments
Massachusetts
$6.27M – – –
HNB
215
Huntington National Bank
Ohio
$6.24M -$122K -1,773 -2%
HFS
216
Haverford Financial Services
Pennsylvania
$6.21M -$180K -2,623 -3%
UCFA
217
United Capital Financial Advisors
Texas
$6.17M -$806K -11,732 -12%
PA
218
Pinnacle Associates
New York
$6.17M +$173K +2,517 +3%
PAM
219
Private Asset Management
California
$6.14M +$63.4K +922 +1%
GC
220
Grimes & Company
Massachusetts
$6.1M +$289K +4,204 +5%
WIC
221
Wilkins Investment Counsel
Massachusetts
$6.04M -$115K -1,674 -2%
MA
222
MUFG Americas
New York
$5.81M -$9.75M -141,855 -63%
DLCIG
223
D.L. Carlson Investment Group
New Hampshire
$5.77M -$35.4K -515 -0.6%
FM
224
Forward Management
California
$5.77M +$138K +2,014 +2%
MAM
225
Mastrapasqua Asset Management
Tennessee
$5.76M +$132K +1,914 +2%
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