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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
LIA
176
LS Investment Advisors
Michigan
$9.7M -$1.13M -14,424 -11%
HTHT
177
Hemenway Trust Hemenway Trust
New Hampshire
$9.61M +$308K +3,913 +3%
CAG
178
Crestwood Advisors Group
Massachusetts
$9.37M +$172K +2,193 +2%
NFA
179
Nationwide Fund Advisors
Ohio
$9.35M -$4.42M -56,255 -33%
MAP
180
Managed Asset Portfolios
Michigan
$9.26M -$8.49K -108 -0.1%
WT
181
Whittier Trust
California
$9.15M -$297K -3,774 -3%
KFS
182
Kurt F. Somerville
$9.1M -$83K -1,055 -0.9%
TAM
183
Telemark Asset Management
Massachusetts
$9.05M +$8.78M +111,600 New
PIA
184
Philadelphia International Advisors
Pennsylvania
$8.76M -$641K -8,144 -7%
FM
185
Forward Management
California
$8.76M +$270K +3,431 +3%
M
186
MOTCO
Texas
$8.71M +$86.5K +1,100 +1%
CAMI
187
Concord Asset Management (Illinois)
Illinois
$8.61M -$114K -1,445 -1%
EWA
188
Exencial Wealth Advisors
Oklahoma
$8.46M +$444K +5,650 +6%
EGA
189
Eagle Global Advisors
Texas
$8.38M -$67.7K -861 -0.8%
PP
190
Patten & Patten
Tennessee
$8.37M -$2.01M -25,579 -20%
AIP
191
ARS Investment Partners
New York
$8.32M +$1.09M +13,921 +16%
TU
192
TDAM USA
Ontario, Canada
$8.28M -$124K -1,580 -2%
JPMIA
193
J.P. Marvel Investment Advisors
Massachusetts
$8.28M -$65K -826 -0.8%
MBE
194
Michael B. Elefante
$8.13M -$344K -4,369 -4%
SCM
195
Salem Capital Management
Massachusetts
$8.13M -$211K -2,684 -3%
GC
196
Gratry & Company
Ohio
$8M -$877K -11,150 -10%
CCM
197
Cohen Capital Management
California
$7.82M
AAMU
198
Amundi Asset Management US
Massachusetts
$7.82M +$81K +1,030 +1%
GC
199
Grimes & Company
Massachusetts
$7.81M +$76.5K +973 +1%
PFC
200
Phocas Financial Corp
California
$7.8M -$299K -3,798 -4%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.