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Novartis

1,028 hedge funds and large institutions have $22.4B invested in Novartis in 2018 Q3 according to their latest regulatory filings, with 91 funds opening new positions, 359 increasing their positions, 368 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more first-time investments, than exits

New positions opened: 91 | Existing positions closed: 44

69% more funds holding in top 10

Funds holding in top 10: 1322 (+9)

41% more call options, than puts

Call options by funds: $89.4M | Put options by funds: $63.6M

16% more capital invested

Capital invested by funds: $19.3B → $22.4B (+$3.11B)

4% more funds holding

Funds holding: 9871,028 (+41)

0.2% more ownership

Funds ownership: 11.2%11.4% (+0.2%)

2% less repeat investments, than reductions

Existing positions increased: 359 | Existing positions reduced: 368

Holders
1,028
Holders Change
+41
Holders Change %
+4.15%
% of All Funds
23.5%
Holding in Top 10
22
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+69.23%
% of All Funds
0.5%
New
91
Increased
359
Reduced
368
Closed
44
Calls
$89.4M
Puts
$63.6M
Net Calls
+$25.8M
Net Calls Change
-$44.1M
Name Holding Trade Value Shares
Change
Change in
Stake
NPF
151
Norris Perne & French
Michigan
$11.2M +$423K +5,719 +4%
CCM
152
Chilton Capital Management
Texas
$10.9M -$180K -2,435 -2%
Citigroup
153
Citigroup
New York
$10.8M +$575K +7,776 +6%
PHS
154
Pekin Hardy Strauss
Illinois
$10.8M -$129K -1,742 -1%
GCC
155
Guardian Capital (Canada)
Ontario, Canada
$10.8M +$2.43M +32,829 +31%
GD
156
Grandfield & Dodd
New York
$10.7M +$144K +1,946 +1%
CGT
157
Capital Guardian Trust
California
$10.7M +$1.28M +17,275 +14%
WIC
158
Wilkins Investment Counsel
Massachusetts
$10.7M -$12.3K -167 -0.1%
PSC
159
Prentiss Smith & Co
Vermont
$10.5M -$113K -1,532 -1%
FNBOO
160
First National Bank of Omaha
Nebraska
$10.3M +$7.39K +100 +0.1%
FNBT
161
FineMark National Bank & Trust
Florida
$9.96M +$9.54M +129,007 New
TNB
162
Thomasville National Bank
Georgia
$9.94M -$128K -1,733 -1%
TCOV
163
Trust Company of Vermont
Vermont
$9.85M +$20K +270 +0.2%
CGH
164
Crossmark Global Holdings
Texas
$9.64M +$2M +27,059 +28%
Jones Financial Companies
165
Jones Financial Companies
Missouri
$9.52M +$103K +1,396 +1%
TBA
166
Tower Bridge Advisors
Pennsylvania
$9.5M +$400K +5,407 +5%
CIBC World Market
167
CIBC World Market
Ontario, Canada
$9.42M -$118K -1,600 -1%
FT
168
Fiduciary Trust
Massachusetts
$9.4M -$217K -2,940 -2%
AAIM
169
American Assets Investment Management
California
$9.35M
CT
170
Cambridge Trust
Massachusetts
$9.35M -$319K -4,313 -3%
VV
171
Verity & Verity
South Carolina
$9.32M -$133K -1,802 -1%
Mirae Asset Global Investments
172
Mirae Asset Global Investments
South Korea
$9.3M +$2.49M +33,733 +39%
Fifth Third Bancorp
173
Fifth Third Bancorp
Ohio
$9.27M -$1.57M -21,245 -15%
AAM
174
Advisors Asset Management
Colorado
$9.27M -$370K -5,002 -4%
VW
175
Vantage Wealth
California
$9.26M +$53.4K +723 +0.6%

NVS Hedge Fund Activity: Q3 2018 in Review

1,028 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2018, worth a combined $22.4B — up 16% from $19.3B a quarter earlier.

Buyers outnumbered sellers: 91 funds opened new NVS positions and 44 closed out — a net gain of 47 holders — while 359 added to existing stakes and 368 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $199M. The largest seller was Renaissance Technologies, cutting an estimated $73.3M.

  • 1,028 institutional investors held Novartis (NVS) as of Q3 2018, up from 987 in Q2 2018.
  • Funds reported $22.4B of Novartis stock for Q3 2018, up 16% quarter-over-quarter.
  • 91 funds opened new Novartis positions in Q3 2018 and 44 closed out, a net change of +47 holders.
  • The largest Novartis buyer in Q3 2018 was Arrowstreet Capital, an estimated $199M added.
  • The largest Novartis seller in Q3 2018 was Renaissance Technologies, an estimated $73.3M sold.

Based on aggregated 13F filings for Q3 2018.