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Novartis

1,006 hedge funds and large institutions have $21.1B invested in Novartis in 2017 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 344 increasing their positions, 335 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 63

47% more call options, than puts

Call options by funds: $61.9M | Put options by funds: $42.2M

7% more funds holding

Funds holding: 9371,006 (+69)

3% more repeat investments, than reductions

Existing positions increased: 344 | Existing positions reduced: 335

0.31% less ownership

Funds ownership: 11.03%10.72% (-0.31%)

5% less capital invested

Capital invested by funds: $22.2B → $21.1B (-$1.08B)

37% less funds holding in top 10

Funds holding in top 10: 3824 (-14)

Holders
1,006
Holders Change
+69
Holders Change %
+7.36%
% of All Funds
22.82%
Holding in Top 10
24
Holding in Top 10 Change
-14
Holding in Top 10 Change %
-36.84%
% of All Funds
0.54%
New
137
Increased
344
Reduced
335
Closed
63
Calls
$61.9M
Puts
$42.2M
Net Calls
+$19.7M
Net Calls Change
+$526K
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
151
Raymond James Financial Services Advisors
Florida
$9.69M -$130K -1,720 -1%
TG
152
TCW Group
California
$9.65M +$6.11M +81,006 +171%
GJIC
153
Gamble Jones Investment Counsel
California
$9.47M +$14.7K +195 +0.2%
CT
154
Cambridge Trust
Massachusetts
$9.47M -$290K -3,847 -3%
TCOV
155
Trust Company of Vermont
Vermont
$9.39M +$66.2K +878 +0.7%
GC
156
Gratus Capital
Georgia
$9.39M +$1.03M +13,690 +12%
TNB
157
Thomasville National Bank
Georgia
$9.38M -$23.9K -317 -0.3%
WF
158
Welch & Forbes
Massachusetts
$9.26M +$73.4K +973 +0.8%
TAM
159
Trillium Asset Management
Massachusetts
$9.24M -$134K -1,776 -1%
AAIM
160
American Assets Investment Management
California
$9.12M +$898K +11,897 +11%
VW
161
Vantage Wealth
California
$9.12M
VV
162
Verity & Verity
South Carolina
$9.03M +$121K +1,610 +1%
AAM
163
Advisors Asset Management
Colorado
$8.99M -$152K -2,017 -2%
TBA
164
Tower Bridge Advisors
Pennsylvania
$8.75M +$449K +5,955 +5%
PA
165
Pinnacle Associates
New York
$8.69M -$150K -1,993 -2%
Baird Financial Group
166
Baird Financial Group
Wisconsin
$8.69M +$897K +11,890 +11%
FNBOO
167
First National Bank of Omaha
Nebraska
$8.44M +$65.2K +864 +0.8%
CIBC Private Wealth Group
168
CIBC Private Wealth Group
Georgia
$8.38M +$2.31M +30,560 +38%
FBC
169
Fairfield, Bush & Co
Connecticut
$8.37M +$414K +5,486 +5%
GCC
170
Guardian Capital (Canada)
Ontario, Canada
$8.18M -$56.4K -747 -0.7%
Jones Financial Companies
171
Jones Financial Companies
Missouri
$8.16M -$19.2K -255 -0.2%
LPL Financial
172
LPL Financial
California
$8.16M +$667K +8,838 +9%
DP
173
DDD Partners
Washington
$8.13M +$8.16M +108,110 New
RFM
174
Royal Fund Management
Florida
$8.07M +$37.4K +496 +0.5%
Citadel Advisors
175
Citadel Advisors
Florida
$8.07M +$8.09M +107,270 New

NVS Hedge Fund Activity: Q4 2017 in Review

1,006 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2017, worth a combined $21.1B — down 4.9% from $22.2B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new NVS positions and 63 closed out — a net gain of 74 holders — while 344 added to existing stakes and 335 trimmed.

The largest buyer was Marshall Wace North America, adding an estimated $47M. The largest seller was Manulife (Manufacturers Life Insurance), cutting an estimated $283M.

  • 1,006 institutional investors held Novartis (NVS) as of Q4 2017, up from 937 in Q3 2017.
  • Funds reported $21.1B of Novartis stock for Q4 2017, down 4.9% quarter-over-quarter.
  • 137 funds opened new Novartis positions in Q4 2017 and 63 closed out, a net change of +74 holders.
  • The largest Novartis buyer in Q4 2017 was Marshall Wace North America, an estimated $47M added.
  • The largest Novartis seller in Q4 2017 was Manulife (Manufacturers Life Insurance), an estimated $283M sold.

Based on aggregated 13F filings for Q4 2017.