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Novartis

926 hedge funds and large institutions have $20B invested in Novartis in 2015 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 335 increasing their positions, 330 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 69

2% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 330

0% more funds holding

Funds holding: 925926 (+1)

0.03% less ownership

Funds ownership: 9.81%9.78% (-0.03%)

6% less capital invested

Capital invested by funds: $21.4B → $20B (-$1.38B)

29% less call options, than puts

Call options by funds: $35.2M | Put options by funds: $49.4M

29% less funds holding in top 10

Funds holding in top 10: 5942 (-17)

Holders
926
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
24.29%
Holding in Top 10
42
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.81%
% of All Funds
1.1%
New
83
Increased
335
Reduced
330
Closed
69
Calls
$35.2M
Puts
$49.4M
Net Calls
-$14.2M
Net Calls Change
-$12.9M
Name Holding Trade Value Shares
Change
Change in
Stake
GT
151
Glenmede Trust
Pennsylvania
$11.2M -$2.13M -26,868 -16%
PSC
152
Prentiss Smith & Co
Vermont
$11.2M +$187K +2,353 +2%
GGI
153
Godsey & Gibb Inc
Virginia
$11M +$140K +1,764 +1%
HTHT
154
Hemenway Trust Hemenway Trust
New Hampshire
$10.7M +$331K +4,162 +3%
VKH
155
Virtu KCG Holdings
New York
$10.5M -$18M -227,095 -62%
CAG
156
Crestwood Advisors Group
Massachusetts
$10.5M -$546K -6,873 -5%
OMC
157
Old Mission Capital
Illinois
$10.2M +$2.8M +35,237 +36%
FCI
158
Financial Counselors Inc
Kansas
$10M -$137K -1,727 -1%
PIM
159
Perkins Investment Management
Illinois
$9.96M -$2.22K -28 -0%
MCM
160
Marsico Capital Management
Colorado
$9.86M -$4.75M -59,852 -32%
CCM
161
Cullen Capital Management
New York
$9.77M +$9.77K +123 +0.1%
LWCFA
162
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$9.71M -$427K -5,372 -4%
Wellington Management Group
163
Wellington Management Group
Massachusetts
$9.65M +$2.07M +26,115 +26%
CAM
164
Capstone Asset Management
Texas
$9.6M +$790K +9,941 +9%
CPS
165
Counsel Portfolio Services
Ontario, Canada
$9.54M +$735K +9,251 +8%
EWA
166
Exencial Wealth Advisors
Oklahoma
$9.3M -$262K -3,303 -3%
HC
167
Hawkins Capital
Texas
$9.03M +$9.31M +117,180 New
VW
168
Vantage Wealth
California
$8.57M +$1.91M +23,984 +28%
CCM
169
Chilton Capital Management
Texas
$8.48M +$178K +2,238 +2%
PWP
170
Private Wealth Partners
California
$8.46M -$907K -11,417 -9%
PP
171
Patten & Patten
Tennessee
$8.29M +$301K +3,789 +4%
BWP
172
Baldwin Wealth Partners
Massachusetts
$8.25M -$2.23M -28,053 -21%
Jones Financial Companies
173
Jones Financial Companies
Missouri
$8.14M -$333K -4,190 -4%
WT
174
Whittier Trust
California
$8.13M -$577K -7,266 -6%
CSIC
175
Clifford Swan Investment Counsel
California
$8.13M -$330K -4,151 -4%

NVS Hedge Fund Activity: Q4 2015 in Review

926 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2015, worth a combined $20B — down 6.5% from $21.4B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 69 closed out — a net gain of 14 holders — while 335 added to existing stakes and 330 trimmed.

The largest buyer was Franklin Resources, adding an estimated $244M. The largest seller was Arrowstreet Capital, cutting an estimated $75.1M.

  • 926 institutional investors held Novartis (NVS) as of Q4 2015, up from 925 in Q3 2015.
  • Funds reported $20B of Novartis stock for Q4 2015, down 6.5% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q4 2015 and 69 closed out, a net change of +14 holders.
  • The largest Novartis buyer in Q4 2015 was Franklin Resources, an estimated $244M added.
  • The largest Novartis seller in Q4 2015 was Arrowstreet Capital, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2015.