We are live on ! Find out more
NVS icon

Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
Millennium Management
151
Millennium Management
New York
$12.2M -$13.9M -156,602 -51%
MIS
152
Morningstar Investment Services
Illinois
$12.1M +$1.13M +12,678 +9%
Commonwealth Equity Services
153
Commonwealth Equity Services
Massachusetts
$12M +$532K +5,977 +4%
Citadel Advisors
154
Citadel Advisors
Florida
$11.8M +$12.1M +136,093 +1,794%
CAG
155
Crestwood Advisors Group
Massachusetts
$11.8M +$447K +5,021 +4%
MAP
156
Managed Asset Portfolios
Michigan
$11.7M +$754K +8,470 +6%
PSC
157
Prentiss Smith & Co
Vermont
$11.7M +$503K +5,651 +4%
WF
158
Welch & Forbes
Massachusetts
$11.6M +$1.04M +11,651 +9%
GGI
159
Godsey & Gibb Inc
Virginia
$11.6M -$550K -6,185 -4%
LWCFA
160
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$11.6M
UCFA
161
United Capital Financial Advisors
Texas
$11.5M +$1.12M +12,552 +10%
CCI
162
Columbus Circle Investors
$11.4M -$10.1M -113,433 -45%
PAS
163
Professional Advisory Services
Florida
$11.3M -$4.52M -50,775 -27%
BWP
164
Baldwin Wealth Partners
Massachusetts
$11.1M +$294K +3,298 +3%
HTHT
165
Hemenway Trust Hemenway Trust
New Hampshire
$11.1M +$296K +3,331 +3%
LPL Financial
166
LPL Financial
California
$11M +$600K +6,737 +5%
FCI
167
Financial Counselors Inc
Kansas
$10.8M +$121K +1,359 +1%
Norges Bank
168
Norges Bank
Norway
$10.7M -$9.27M -104,145 -44%
EWA
169
Exencial Wealth Advisors
Oklahoma
$10.7M +$1.01M +11,331 +10%
CCM
170
Cullen Capital Management
New York
$10.4M -$867K -9,737 -7%
PWP
171
Private Wealth Partners
California
$9.97M +$1.5M +16,818 +16%
TAM
172
Todd Asset Management
Kentucky
$9.83M -$8.23M -92,487 -44%
SW
173
SVB Wealth
Massachusetts
$9.79M -$1.38M -15,496 -12%
CIM
174
Calvert Investment Management
Maryland
$9.59M -$420K -4,721 -4%
CAM
175
Capstone Asset Management
Texas
$9.43M -$220K -2,469 -2%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.