We are live on ! Find out more
NVS icon

Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
WAM
151
World Asset Management
Michigan
$13.2M -$691K -8,537 -5%
PSC
152
Prentiss Smith & Co
Vermont
$13.1M -$294K -3,639 -2%
TBA
153
Tower Bridge Advisors
Pennsylvania
$13M -$232K -2,869 -2%
AAM
154
Advisors Asset Management
Colorado
$12.9M -$247K -3,048 -2%
EWA
155
EP Wealth Advisors
California
$12.9M +$483K +5,975 +4%
Wellington Management Group
156
Wellington Management Group
Massachusetts
$12.7M +$8.61M +106,459 +238%
PAS
157
Professional Advisory Services
Florida
$12.7M -$51.2K -633 -0.4%
NCM
158
Northroad Capital Management
New York
$12.6M -$107K -1,320 -0.9%
BA
159
BlackRock Advisors
Delaware
$12.5M -$5.2M -64,313 -30%
OPCM
160
Osborne Partners Capital Management
California
$12.5M -$33.9K -419 -0.3%
TCIM
161
TIAA CREF Investment Management
New York
$11.9M -$4.95M -61,171 -30%
WF
162
Welch & Forbes
Massachusetts
$11.7M +$77.3K +956 +0.7%
BWP
163
Baldwin Wealth Partners
Massachusetts
$11.5M +$562K +6,946 +5%
LWCFA
164
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$11.3M -$27.1K -335 -0.2%
TCT
165
TIAA CREF Trust
Missouri
$11.2M -$2.99M -37,007 -22%
Commonwealth Equity Services
166
Commonwealth Equity Services
Massachusetts
$11.1M +$186K +2,296 +2%
CCM
167
Chilton Capital Management
Texas
$11M +$126K +1,555 +1%
SOMRS
168
State of Michigan Retirement System
Michigan
$10.9M
KeyBank National Association
169
KeyBank National Association
Ohio
$10.8M -$546K -6,747 -5%
FNBOO
170
First National Bank of Omaha
Nebraska
$10.5M -$905K -11,181 -8%
EAM
171
EverPoint Asset Management
Connecticut
$10.4M +$3.16M +39,060 +47%
CSIC
172
Clifford Swan Investment Counsel
California
$10.3M -$173K -2,139 -2%
MAP
173
Managed Asset Portfolios
Michigan
$10.2M +$535K +6,607 +6%
LPL Financial
174
LPL Financial
California
$10.2M -$1.17M -14,421 -11%
HTHT
175
Hemenway Trust Hemenway Trust
New Hampshire
$10.1M +$59K +729 +0.6%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.