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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
FTIOP
151
Fiduciary Trust International of Pennsylvania
Pennsylvania
$12.8M -$38.2K -486 -0.3%
TBA
152
Tower Bridge Advisors
Pennsylvania
$12.8M -$275K -3,500 -2%
AAM
153
Advisors Asset Management
Colorado
$12.7M +$57.3K +728 +0.5%
Stifel Financial
154
Stifel Financial
Missouri
$12.5M -$167K -2,117 -1%
PAS
155
Professional Advisory Services
Florida
$12.3M -$4.94M -62,801 -29%
NCM
156
Northroad Capital Management
New York
$12.3M +$208K +2,649 +2%
TSW
157
Thompson Siegel & Walmsley
Virginia
$12.1M -$1.34M -16,991 -10%
OPCM
158
Osborne Partners Capital Management
California
$12.1M -$331K -4,210 -3%
EWA
159
EP Wealth Advisors
California
$11.9M +$251K +3,194 +2%
Aristotle Capital Management
160
Aristotle Capital Management
California
$11.8M -$6.37M -81,004 -36%
WF
161
Welch & Forbes
Massachusetts
$11.2M +$241K +3,064 +2%
MIH
162
Madison Investment Holdings
Wisconsin
$11M -$6.99M -88,904 -40%
LPL Financial
163
LPL Financial
California
$11M -$813K -10,341 -7%
FNBOO
164
First National Bank of Omaha
Nebraska
$11M -$716K -9,108 -6%
LWCFA
165
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$10.9M -$358K -4,547 -3%
KeyBank National Association
166
KeyBank National Association
Ohio
$10.9M -$1.69M -21,489 -14%
BPBT
167
Boston Private Bank & Trust
Massachusetts
$10.8M -$6.72M -85,451 -39%
SOMRS
168
State of Michigan Retirement System
Michigan
$10.5M
CCM
169
Chilton Capital Management
Texas
$10.5M +$246K +3,131 +2%
BWP
170
Baldwin Wealth Partners
Massachusetts
$10.5M +$59.9K +762 +0.6%
Commonwealth Equity Services
171
Commonwealth Equity Services
Massachusetts
$10.5M -$518K -6,584 -5%
TAM
172
Trillium Asset Management
Massachusetts
$10.2M +$877K +11,147 +10%
CSIC
173
Clifford Swan Investment Counsel
California
$10M -$56.9K -724 -0.6%
SB
174
Suntrust Banks
Georgia
$9.93M -$1.9M -24,125 -16%
FCI
175
Financial Counselors Inc
Kansas
$9.74M +$127K +1,616 +1%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.