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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
William Blair & Company
151
William Blair & Company
Illinois
$12.7M +$343K +4,708 +3%
PI
152
Placemark Investments
Illinois
$12.4M -$16.5M -226,955 -58%
TBA
153
Tower Bridge Advisors
Pennsylvania
$12.3M +$99K +1,358 +0.9%
PSC
154
Prentiss Smith & Co
Vermont
$12.2M -$211K -2,897 -2%
FTIOP
155
Fiduciary Trust International of Pennsylvania
Pennsylvania
$12.1M +$361K +4,951 +3%
Stifel Financial
156
Stifel Financial
Missouri
$11.9M +$11.4M +156,551 New
AAM
157
Advisors Asset Management
Colorado
$11.9M +$109K +1,495 +1%
KeyBank National Association
158
KeyBank National Association
Ohio
$11.9M -$861K -11,819 -7%
OPCM
159
Osborne Partners Capital Management
California
$11.6M +$132K +1,815 +1%
NCM
160
Northroad Capital Management
New York
$11.3M -$2.23M -30,543 -17%
BA
161
BlackRock Advisors
Delaware
$11.3M
SB
162
Suntrust Banks
Georgia
$11.2M -$153K -2,097 -1%
LPL Financial
163
LPL Financial
California
$11.2M -$1.37M -18,794 -11%
FNBOO
164
First National Bank of Omaha
Nebraska
$11M -$1.33M -18,251 -11%
EWA
165
EP Wealth Advisors
California
$10.9M +$222K +3,046 +2%
LWCFA
166
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$10.6M -$90K -1,235 -0.9%
Commonwealth Equity Services
167
Commonwealth Equity Services
Massachusetts
$10.3M -$280K -3,837 -3%
WF
168
Welch & Forbes
Massachusetts
$10.3M -$162K -2,228 -2%
LIA
169
LS Investment Advisors
Michigan
$10.2M -$86.7K -1,190 -0.9%
SOMRS
170
State of Michigan Retirement System
Michigan
$9.85M +$1.06M +14,508 +13%
PP
171
Patten & Patten
Tennessee
$9.81M -$73.2K -1,004 -0.8%
BWP
172
Baldwin Wealth Partners
Massachusetts
$9.77M -$233K -3,204 -2%
CCM
173
Chilton Capital Management
Texas
$9.6M +$273K +3,750 +3%
CSIC
174
Clifford Swan Investment Counsel
California
$9.49M +$96.5K +1,324 +1%
GCC
175
Guardian Capital (Canada)
Ontario, Canada
$9.42M +$3.22M +44,244 +56%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.