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Novartis

1,223 hedge funds and large institutions have $15.1B invested in Novartis in 2023 Q3 according to their latest regulatory filings, with 96 funds opening new positions, 375 increasing their positions, 448 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 60

23% more funds holding in top 10

Funds holding in top 10: 1316 (+3)

2% more funds holding

Funds holding: 1,2021,223 (+21)

1% more capital invested

Capital invested by funds: $14.9B → $15.1B (+$156M)

0.01% more ownership

Funds ownership: 6.52%6.52% (+0.01%)

6% less call options, than puts

Call options by funds: $253M | Put options by funds: $270M

16% less repeat investments, than reductions

Existing positions increased: 375 | Existing positions reduced: 448

Holders
1,223
Holders Change
+21
Holders Change %
+1.75%
% of All Funds
19.41%
Holding in Top 10
16
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+23.08%
% of All Funds
0.25%
New
96
Increased
375
Reduced
448
Closed
60
Calls
$253M
Puts
$270M
Net Calls
-$16.3M
Net Calls Change
-$401M
Name Holding Trade Value Shares
Change
Change in
Stake
EPAM
126
Euro Pacific Asset Management
Puerto Rico
$11.2M -$1.74M -17,184 -14%
UCFA
127
United Capital Financial Advisors
Texas
$11.1M -$465K -4,577 -4%
ISL
128
Ingalls & Snyder LLC
New York
$11.1M +$144K +1,423 +1%
Mercer Global Advisors
129
Mercer Global Advisors
Colorado
$11M +$614K +6,046 +6%
BG
130
Bahl & Gaynor
Ohio
$10.6M -$225K -2,219 -2%
CIM
131
Corda Investment Management
Texas
$10.6M -$1.5M -14,781 -12%
FVWA
132
Foster Victor Wealth Advisors
South Carolina
$10.4M -$158K -1,553 -1%
CSIC
133
Clifford Swan Investment Counsel
California
$9.89M -$73.5K -724 -0.7%
USCWA
134
U.S. Capital Wealth Advisors
Texas
$9.88M +$79K +778 +0.8%
FWIA
135
Fort Washington Investment Advisors
Ohio
$9.79M -$110K -1,084 -1%
TBC
136
Tweedy, Browne Co
Connecticut
$9.67M -$116K -1,140 -1%
Manulife (Manufacturers Life Insurance)
137
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9.58M -$26.6K -262 -0.3%
AAIM
138
American Assets Investment Management
California
$9.54M
FGI
139
Foresight Global Investors
New York
$9.4M +$9.9M +97,500 New
TBA
140
Tower Bridge Advisors
Pennsylvania
$9.38M -$115K -1,131 -1%
Wealth Enhancement Advisory Services
141
Wealth Enhancement Advisory Services
Minnesota
$9.3M +$9.27M +91,297 New
GF
142
Gabelli Funds
New York
$9.12M
MML Investors Services
143
MML Investors Services
Massachusetts
$9.1M +$276K +2,718 +3%
Carson Wealth (CWM LLC)
144
Carson Wealth (CWM LLC)
Nebraska
$8.93M -$466K -4,589 -5%
ZAM
145
Zevin Asset Management
Massachusetts
$8.73M +$238K +2,341 +3%
William Blair & Company
146
William Blair & Company
Illinois
$8.63M -$233K -2,292 -3%
MGIA
147
Matthew Goff Investment Advisor
Texas
$8.51M -$15.3K -151 -0.2%
New York State Common Retirement Fund
148
New York State Common Retirement Fund
New York
$8.5M +$2.46M +24,200 +41%
MCM
149
Mengis Capital Management
Oregon
$8.32M -$5.08K -50 -0.1%
LOPW
150
Live Oak Private Wealth
North Carolina
$8.28M +$13.2K +130 +0.2%

NVS Hedge Fund Activity: Q3 2023 in Review

1,223 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2023, worth a combined $15.1B — up 1% from $14.9B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new NVS positions and 60 closed out — a net gain of 36 holders — while 375 added to existing stakes and 448 trimmed.

The largest buyer was Grantham, Mayo, Van Otterloo & Co (GMO), adding an estimated $116M. The largest seller was Point72 Asset Management, cutting an estimated $73.6M.

  • 1,223 institutional investors held Novartis (NVS) as of Q3 2023, up from 1,202 in Q2 2023.
  • Funds reported $15.1B of Novartis stock for Q3 2023, up 1% quarter-over-quarter.
  • 96 funds opened new Novartis positions in Q3 2023 and 60 closed out, a net change of +36 holders.
  • The largest Novartis buyer in Q3 2023 was Grantham, Mayo, Van Otterloo & Co (GMO), an estimated $116M added.
  • The largest Novartis seller in Q3 2023 was Point72 Asset Management, an estimated $73.6M sold.

Based on aggregated 13F filings for Q3 2023.