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Novartis

1,180 hedge funds and large institutions have $15.2B invested in Novartis in 2023 Q1 according to their latest regulatory filings, with 97 funds opening new positions, 352 increasing their positions, 499 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more call options, than puts

Call options by funds: $564M | Put options by funds: $226M

33% more first-time investments, than exits

New positions opened: 97 | Existing positions closed: 73

8% more funds holding in top 10

Funds holding in top 10: 1314 (+1)

0.42% more ownership

Funds ownership: 7.12%7.54% (+0.42%)

0% less funds holding

Funds holding: 1,1831,180 (-3)

1% less capital invested

Capital invested by funds: $15.3B → $15.2B (-$109M)

29% less repeat investments, than reductions

Existing positions increased: 352 | Existing positions reduced: 499

Holders
1,180
Holders Change
-3
Holders Change %
-0.25%
% of All Funds
18.8%
Holding in Top 10
14
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.69%
% of All Funds
0.22%
New
97
Increased
352
Reduced
499
Closed
73
Calls
$564M
Puts
$226M
Net Calls
+$338M
Net Calls Change
-$119M
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
126
United Capital Financial Advisors
Texas
$11.4M -$308K -3,521 -3%
OSAM
127
O'Shaughnessy Asset Management
Connecticut
$11.3M -$585K -6,696 -5%
FVWA
128
Foster Victor Wealth Advisors
South Carolina
$11.1M +$498K +5,704 +5%
NPA
129
Nichols & Pratt Advisers
Massachusetts
$10.9M -$3.46M -39,587 -25%
CAPTRUST Financial Advisors
130
CAPTRUST Financial Advisors
North Carolina
$10.5M +$374K +4,285 +4%
PMG
131
ProVise Management Group
Florida
$10.5M +$49.5K +567 +0.5%
BG
132
Bahl & Gaynor
Ohio
$9.78M -$104K -1,196 -1%
SSA
133
Schonfeld Strategic Advisors
New York
$9.78M +$9.28M +106,277 New
ISL
134
Ingalls & Snyder LLC
New York
$9.75M +$36.7K +420 +0.4%
TBA
135
Tower Bridge Advisors
Pennsylvania
$9.72M -$216K -2,471 -2%
EI
136
Ethic Inc
New York
$9.3M -$235K -2,691 -3%
USCWA
137
U.S. Capital Wealth Advisors
Texas
$9.18M +$450K +5,156 +5%
CSIC
138
Clifford Swan Investment Counsel
California
$9.02M -$330K -3,779 -4%
TBC
139
Tweedy, Browne Co
Connecticut
$9M -$94.1K -1,078 -1%
FWIA
140
Fort Washington Investment Advisors
Ohio
$8.98M
T. Rowe Price Associates
141
T. Rowe Price Associates
Maryland
$8.97M +$321K +3,673 +4%
Carson Wealth (CWM LLC)
142
Carson Wealth (CWM LLC)
Nebraska
$8.77M -$190K -2,177 -2%
Manulife (Manufacturers Life Insurance)
143
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$8.73M +$32.8K +376 +0.4%
AAIM
144
American Assets Investment Management
California
$8.61M
Optiver Holding
145
Optiver Holding
Netherlands
$8.53M -$26.1M -298,790 -76%
Mercer Global Advisors
146
Mercer Global Advisors
Colorado
$8.47M -$372K -4,258 -4%
GF
147
Gabelli Funds
New York
$8.23M
William Blair & Company
148
William Blair & Company
Illinois
$8.17M -$171K -1,956 -2%
IHL
149
Investment House LLC
California
$7.75M -$45.6K -522 -0.6%
BS
150
Banco Santander
Spain
$7.75M -$4.89M -55,970 -40%

NVS Hedge Fund Activity: Q1 2023 in Review

1,180 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2023, worth a combined $15.2B — down 0.71% from $15.3B a quarter earlier.

Buyers outnumbered sellers: 97 funds opened new NVS positions and 73 closed out — a net gain of 24 holders — while 352 added to existing stakes and 499 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $619M. The largest seller was Loomis, Sayles & Company, cutting an estimated $379M.

  • 1,180 institutional investors held Novartis (NVS) as of Q1 2023, down from 1,183 in Q4 2022.
  • Funds reported $15.2B of Novartis stock for Q1 2023, down 0.71% quarter-over-quarter.
  • 97 funds opened new Novartis positions in Q1 2023 and 73 closed out, a net change of +24 holders.
  • The largest Novartis buyer in Q1 2023 was Envestnet Asset Management, an estimated $619M added.
  • The largest Novartis seller in Q1 2023 was Loomis, Sayles & Company, an estimated $379M sold.

Based on aggregated 13F filings for Q1 2023.