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Novartis

1,006 hedge funds and large institutions have $21.1B invested in Novartis in 2017 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 344 increasing their positions, 335 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 63

47% more call options, than puts

Call options by funds: $61.9M | Put options by funds: $42.2M

7% more funds holding

Funds holding: 9371,006 (+69)

3% more repeat investments, than reductions

Existing positions increased: 344 | Existing positions reduced: 335

0.31% less ownership

Funds ownership: 11.03%10.72% (-0.31%)

5% less capital invested

Capital invested by funds: $22.2B → $21.1B (-$1.08B)

37% less funds holding in top 10

Funds holding in top 10: 3824 (-14)

Holders
1,006
Holders Change
+69
Holders Change %
+7.36%
% of All Funds
22.82%
Holding in Top 10
24
Holding in Top 10 Change
-14
Holding in Top 10 Change %
-36.84%
% of All Funds
0.54%
New
137
Increased
344
Reduced
335
Closed
63
Calls
$61.9M
Puts
$42.2M
Net Calls
+$19.7M
Net Calls Change
+$526K
Name Holding Trade Value Shares
Change
Change in
Stake
AWCI
126
Alpine Woods Capital Investors
New York
$14.4M -$75.8K -1,004 -0.5%
HTHT
127
Hemenway Trust Hemenway Trust
New Hampshire
$14.3M +$659K +8,734 +5%
Comerica Bank
128
Comerica Bank
Texas
$14.1M +$27.6K +366 +0.2%
PSUF
129
People's United Financial
Connecticut
$14M -$202K -2,682 -1%
HCM
130
Howland Capital Management
Massachusetts
$13.9M +$117K +1,550 +0.8%
CIM
131
Confluence Investment Management
Missouri
$13.7M +$366K +4,854 +3%
VanEck Associates
132
VanEck Associates
New York
$13.6M -$168K -2,230 -1%
Arrowstreet Capital
133
Arrowstreet Capital
Massachusetts
$13.4M +$11.5M +152,134 +591%
JGUA
134
John G. Ullman & Associates
New York
$13.3M +$21.7K +288 +0.2%
TD Asset Management
135
TD Asset Management
Ontario, Canada
$13.2M +$1.45M +19,164 +12%
CIM
136
Corda Investment Management
Texas
$12.8M +$64.7K +858 +0.5%
Bank of Montreal
137
Bank of Montreal
Ontario, Canada
$12.5M -$1.64M -21,764 -12%
WAM
138
World Asset Management
Michigan
$12.5M -$489K -6,485 -4%
GGI
139
Godsey & Gibb Inc
Virginia
$11.9M -$82.8K -1,097 -0.7%
PHS
140
Pekin Hardy Strauss
Illinois
$11.2M -$382K -5,068 -3%
BCAM
141
Boston Common Asset Management
Massachusetts
$11.2M -$13.8K -183 -0.1%
Citigroup
142
Citigroup
New York
$11.1M -$2.11M -27,998 -16%
CGH
143
Crossmark Global Holdings
Texas
$11M -$1.24M -16,401 -10%
CSIC
144
Clifford Swan Investment Counsel
California
$11M +$191K +2,536 +2%
ACM
145
Advisors Capital Management
New Jersey
$11M -$144K -1,906 -1%
PSC
146
Prentiss Smith & Co
Vermont
$10.6M +$20.7K +274 +0.2%
NPF
147
Norris Perne & French
Michigan
$10.2M +$25.4K +337 +0.2%
FT
148
Fiduciary Trust
Massachusetts
$10.2M -$130K -1,722 -1%
GD
149
Grandfield & Dodd
New York
$9.9M +$396K +5,245 +4%
WIC
150
Wilkins Investment Counsel
Massachusetts
$9.76M -$125K -1,652 -1%

NVS Hedge Fund Activity: Q4 2017 in Review

1,006 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2017, worth a combined $21.1B — down 4.9% from $22.2B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new NVS positions and 63 closed out — a net gain of 74 holders — while 344 added to existing stakes and 335 trimmed.

The largest buyer was Marshall Wace North America, adding an estimated $47M. The largest seller was Manulife (Manufacturers Life Insurance), cutting an estimated $283M.

  • 1,006 institutional investors held Novartis (NVS) as of Q4 2017, up from 937 in Q3 2017.
  • Funds reported $21.1B of Novartis stock for Q4 2017, down 4.9% quarter-over-quarter.
  • 137 funds opened new Novartis positions in Q4 2017 and 63 closed out, a net change of +74 holders.
  • The largest Novartis buyer in Q4 2017 was Marshall Wace North America, an estimated $47M added.
  • The largest Novartis seller in Q4 2017 was Manulife (Manufacturers Life Insurance), an estimated $283M sold.

Based on aggregated 13F filings for Q4 2017.